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Paladin Research Report For:

Gerald Steffes, CPA/PFS, CFP<sup>&reg;</sup>, AIF<sup>&reg;</sup>

Steffes Financial, Ltd.

8655 College Boulevard
Overland Park, KS 66210
913-722-1111
Visit Website
https://www.steffesfinancial.com

About Gerald Steffes, CPA/PFS, CFP<sup>&reg;</sup>, AIF<sup>&reg;</sup>

Steffes Financial, Ltd. is a boutique wealth management firm specializing in investment advisory, retirement planning, IRA rollovers, estate planning, and 401(k) Plans.

We are an independent, privately owned firm. We are not controlled by a large insurance company, wire-house, brokerage firm or multi-state financial firm. Our investment recommendations are not dictated by back-office employees of a large organization who never meet with nor truly understands the needs of their firm's clients.

As a fee-based firm, our focus is keeping our fees low, providing our clients with custom designed portfolios of high quality, low cost, no-load mutual funds and exchange traded funds through our preferred Custodians TD Ameritrade Institutional and/or Charles Schwab Institutional.

We hate annuities. If you already have a high cost (hidden commission) annuity, we will provide you with information on the available low cost, no commission, no surrender, fee-based annuity alternatives. As most investors know, high fees have a significantly negative impact on long-term net returns.

Our core long-term investment philosophy is to buy and hold quality investments through the majority of the business cycle using our FIN-DEFCON System. Portfolios are automatically adjusted as we detect economic trends that have preceded past recessions and recoveries. To get a feel for our FIN-DEFCON System, see our latest video webcast on the Steffes Financial website, Economic Update tab.

See Disclosures

General Information

Firm Start Year
  • 1997
No. of Employees
  • 5-9

Compliance

Qualifications & Membership

Firm Information

Compensation and Fees

Education

Bachelor's Degree - Accounting
  • Kansas State University
    - 1984

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

SEC Form ADV Part 2A Client Brochure:
https://c0d079b9-7939-41dd-ab30-15f3676fe502.filesusr.com/ugd/f4b006_a1190fd711ad46028ad7d57a820eb37d.pdf
SEC Form ADV Part 3 Relationship Summary:
https://c0d079b9-7939-41dd-ab30-15f3676fe502.filesusr.com/ugd/f4b006_d72f06eb689143d3b98e472586b77516.pdf

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1888089/paladinregistry-Steffes-Financial,-Ltd.-detailed-disclosure.html

Disclaimer

Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisory Services offered through Steffes Financial, Ltd., a Registered Investment Advisor. Cambridge Investment Research, Inc. and Steffes Financial, Ltd., are not affiliated entities.

Inquire With Gerald Steffes, CPA/PFS, CFP<sup>&reg;</sup>,