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Jeri Barrientos

First Mate Financial Advisors, LLC

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Jeri Barrientos

First Mate Financial Advisors, LLC

Jeri Barrientos, a financial fiduciary has been a Paladin Registry member since 2014. Jeri holds the Accredited Asset Management Specialist certifications and has over 9 years of experience. Jeri provides financial services to clients in the Tulsa, Oklahoma area.

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 9
C. College Degrees
  • University of Tulsa - MBA
  • University of Tulsa - BS
D. Certifications
  • AAMS®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 1516 S Boston Ave
    Suite 100
    Tulsa, Oklahoma, 74119
C. Telephone
  • 918.794.5544

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • First Mate Financial Advisors, LLC
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Woodbury Financial Services, Inc.
D. Name of Broker/Dealer
  • Woodbury Financial Services, Inc.
E. Name(s) of Custodian(s)
  • Pershing, LLC
  • SEI Private Trust Company (SPTC)
  • Fidelity

V. Credentials

A. Years of Financial Experience
  • 9 Years
B. College, Degrees, Years
  • University of Tulsa - MBA
  • University of Tulsa - BS
D. Financial Industry Associations (Active Memberships)
  • Financial Services Institute
  • Insured Retirement Institute
  • BBB

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 4985313
  • IARD: 421
  • Insurance: 124181
E. State Licences
  • Investment Products for Commission: See List
    • Arizona
    • Florida
    • Iowa
    • Kansas
    • Maryland
    • Oklahoma
    • Pennsylvania
    • Texas
    • Washington
  • Insurance Products for Commission: See List
    • Kansas
    • Oklahoma
    • Texas
    • Virginia
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Jeri Barrientos
Most Recent Update:
  • Aug 28, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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