Jeri Barrientos

First Mate Financial Advisors, LLC


Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

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Paladin Research Report For:

Jeri Barrientos

First Mate Financial Advisors, LLC

Jeri Barrientos, a financial fiduciary has been a Paladin Registry member since 2014. Jeri holds the Accredited Asset Management Specialist certifications and has over 9 years of experience. Jeri provides financial services to clients in the Tulsa, Oklahoma area.

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 9
C. College Degrees
  • University of Tulsa - MBA
  • University of Tulsa - BS
D. Certifications
  • AAMS®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 1516 S Boston Ave
    Suite 100
    Tulsa, Oklahoma, 74119
C. Telephone
  • 918.794.5544

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • First Mate Financial Advisors, LLC
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Woodbury Financial Services, Inc.
D. Name of Broker/Dealer
  • Woodbury Financial Services, Inc.
E. Name(s) of Custodian(s)
  • Pershing, LLC
  • SEI Private Trust Company (SPTC)
  • Fidelity

V. Credentials

A. Years of Financial Experience
  • 9 Years
B. College, Degrees, Years
  • University of Tulsa - MBA
  • University of Tulsa - BS
D. Financial Industry Associations (Active Memberships)
  • Financial Services Institute
  • Insured Retirement Institute
  • BBB

VI. Registration, Licensing,

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 4985313
  • IARD: 421
  • Insurance: 124181
E. State Licences
  • Investment Products for Commission: See List
    • Arizona
    • Florida
    • Iowa
    • Kansas
    • Maryland
    • Oklahoma
    • Pennsylvania
    • Texas
    • Washington
  • Insurance Products for Commission: See List
    • Kansas
    • Oklahoma
    • Texas
    • Virginia
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Jeri Barrientos
Most Recent Update:
  • Aug 28, 2019