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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Jay Neal and Renee Simpson

Jay Neal and Renee Simpson

Jay Neal and Renee Simpson, a financial fiduciary has been a Paladin Registry member since 2020. Jay Neal and Renee is the owner of certifications and has over 7 years of experience. Jay Neal and Renee provides financial services to clients in the Cornelius, North Carolina area.

I. Snapshot

A. Registry Member
  • Since 2020
B. Years of Experience
  • 7
C. College Degrees
  • Did Not Provide
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    While working as colleagues at a large financial planning firm, Jay Neal and Renee Simpson often consulted one another regarding planning cases. They began to realize that while they had the same passion and philosophies, they had different perspectives and skill sets that could benefit one anothers clients. Slowly at first, they began to work together, eventually leading to the full partnership they enjoy today.

    The practice they have developed provides comprehensive guidance on not only wealth accumulation, but also focuses on wealth protection, and developing effective tax strategies for the distribution phase. Currently their clients include individuals, families and businesses. Because they act solely as fiduciaries, they must always act in the client's best interest.

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 19520 West Catawba Ave., Suite 313
    Cornelius, North Carolina, 28031
C. Telephone
  • 704.579.0015

III. Internet

A. Visit Website

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • Did Not Answer

V. Credentials

A. Years of Financial Experience
  • 7 Years
B. College, Degrees, Years
  • Did Not Provide
C. Current Certifications
  • None
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 5878474 5954624
  • IARD: None
  • Insurance: 15870875 16359019
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    While working as colleagues at a large financial planning firm, Jay Neal and Renee Simpson often consulted one another regarding planning cases. They began to realize that while they had the same passion and philosophies, they had different perspectives and skill sets that could benefit one anothers clients. Slowly at first, they began to work together, eventually leading to the full partnership they enjoy today.

    The practice they have developed provides comprehensive guidance on not only wealth accumulation, but also focuses on wealth protection, and developing effective tax strategies for the distribution phase. Currently their clients include individuals, families and businesses. Because they act solely as fiduciaries, they must always act in the client's best interest.

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Did Not Answer
F. Methods of Communication
  • Skype/Video-Voice
  • At my office
  • At your office
  • Telephone
G. Types of Reports (Frequency)
  • Did Not Answer
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Did Not Answer
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • Jay Neal and Renee Simpson
Most Recent Update:
  • Aug 21, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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