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Matthew + Unger - Financial Advisor in New York, NY

Paladin Research Report For:

Matthew Unger

Focus Asset Management

555 Madison Ave. 5th Floor
New York, NY 10022
646-484-8804

General Information

Firm Start Year
  • 2020
No.of Employees
  • 10-19
CRD#
  • 6174520
Firm CRD#
  • 304183
Years of Experience in Financial Services
  • 10
Advisory Services Provided
  • 401K Rollovers, Retirement Planning

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Securities Licenses
  • Series 66

Firm Information

Assets Managed by Firm
  • $208 Billion
Assets Managed by Advisor
  • Less than $30million

Compensation and Fees

Fee Structure
  • Fee-Only
Fee % Based on Assets
  • FEE-ONLY
Additional Details on Charges
  • We are a fee-only fiduciary that does not charge, make or receive commissions of any kind. Whatsoever. (WiserAdvisor does not have a "fee-only" option for us to select.) The only compensation we receive is from you, our clients.

Education

Undergraduate -
  • Syracuse University
    08/25/2002 - 05/15/2007
Graduate -
  • Harvard University
    09/06/2017 - 05/24/2018
Professional Certificate Financial Markets -
  • Yale University
    09/01/2014 - 12/09/2014

Disclosures

https://www.focusassetmgmt.com

Disclaimer

Financial Advisors do not provide specific tax/legal advice and this information should not be considered as such. You should always consult your tax/legal advisor regarding your own specific tax/legal situation. Separate from the financial plan and our role as a financial planner, we may recommend the purchase of specific securities. These product recommendations are not part of the financial plan and you are under no obligation to follow them. Our research and market forecasts are based upon sources and data believed to be accurate and reliable. Opinions and forward looking statements expressed are subject to change without notice and can change at anytime. The information contained herein does not constitute a solicitation or an offer to buy or sell any security. Investing involves risks, including the possible loss of principal. This website is not a solicitation to purchase, sell or transact in securities of any kind. Speak with your financial advisor before making a change to your own financial plan or strategy.

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