Matthew + Unger - Financial Advisor in New York, NY

Paladin Research Report For:

Matthew Unger

Focus Asset Management

555 Madison Ave. 5th Floor
New York, NY 10022

General Information

Firm Start Year
  • 2020
No.of Employees
  • 10-19
  • 6174520
Firm CRD#
  • 304183
Years of Experience in Financial Services
  • 10
Advisory Services Provided
  • 401K Rollovers, Retirement Planning


Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Securities Licenses
  • Series 66

Firm Information

Assets Managed by Firm
  • $208 Billion
Assets Managed by Advisor
  • Less than $30million

Compensation and Fees

Fee Structure
  • Fee-Only
Fee % Based on Assets
Additional Details on Charges
  • We are a fee-only fiduciary that does not charge, make or receive commissions of any kind. Whatsoever. (WiserAdvisor does not have a "fee-only" option for us to select.) The only compensation we receive is from you, our clients.


Undergraduate -
  • Syracuse University
    08/25/2002 - 05/15/2007
Graduate -
  • Harvard University
    09/06/2017 - 05/24/2018
Professional Certificate Financial Markets -
  • Yale University
    09/01/2014 - 12/09/2014



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