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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).
View Findings Report

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 35
C. College Degrees
  • University of Chicago - MBA
  • Knox College - BA
D. Certifications
  • CFA®, CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    The focus of our practice is to help you and your family achieve lifetime financial success. You will receive experienced planning that can help simplify your financial life, organize your personal priorities and aim your investments to achieve your financial goals. We do this by using common sense, strong organizational skills, extensive training and life experience. We will help make you financially pro-active rather than reactive. This may even become fun!

G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
  • Scott Noyes
B. Main Location
  • Noyes Capital Management, LLC
    PO box 271
    New Vernon, New Jersey, 07976
C. Telephone
  • 973.267.8120
D. Comments
  • Scott Noyes offers Comprehensive Financial Planning and Investment Management services in Morris Count, NJ. Clients are primarily from the New York and New Jersey metropolitan area. The office is centrally located between Morristown, NJ, Bernardsville, NJ and Madison, NJ. Scott Noyes is a NAPFA-Registered Financial Advisor, Certified Financial Planner™ and Chartered Financial Analyst.

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Noyes Capital Management, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Noyes Capital Management, LLC
D. Name of Broker/Dealer
  • Fidelity Investments
E. Name(s) of Custodian(s)
  • Fidelity/National Financial Svcs
F. Comments
  • We are very technology driven and can pull in data for your accounts held at most any US custodians. This allows us to conduct a household view of all your investments.

V. Credentials

A. Years of Financial Experience
  • 35 Years
B. College, Degrees, Years
  • University of Chicago - MBA
  • Knox College - BA
D. Financial Industry Associations (Active Memberships)
  • National Association of Personal Financial Advisors
  • Financial Planning Association
E. Comments
  • Named to 2016 New Jersey Monthly Magazine list of Five Star Wealth Managers

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • State - New Jersey
C. Industry Licenses
  • None
  • Other
D. Registration & License Numbers
  • CRD: 128068
  • IARD: 1671164
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links
L. Comments
  • We serve clients along the East Coast with particular emphasis on Manhattan, NYC, Tampa, Florida, Atlanta, Georgia and Connecticut.

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    The focus of our practice is to help you and your family achieve lifetime financial success. You will receive experienced planning that can help simplify your financial life, organize your personal priorities and aim your investments to achieve your financial goals. We do this by using common sense, strong organizational skills, extensive training and life experience. We will help make you financially pro-active rather than reactive. This may even become fun!

B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • 71
D. Assets (Management, Advisement)
  • $116,169,330
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    We offer sound judgment and common sense. Scott’s planning and investment philosophy is based on real life experience from 30 years working on “Wall Street.” When coupled with his academic training as a Chartered Financial Analyst (CFA®), Certified Financial Planner (CFP®) and a University of Chicago MBA, his total experience is deeper and stronger than many advisors in the industry. Most importantly, this knowledge and experience has built a level of judgment that helps us make smarter and timelier decisions for our clients.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Other: Widows & Widowers
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Other
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Retirement Projections, 401(k) rollovers

IX. Certification

Advisor Name
  • Scott Noyes
Most Recent Update:
  • Dec 4, 2018

Email Advisor

Other

Retirement Projections, 401(k) rollovers