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advisor

Daniel Chen

DC Strategies, Integrated Wealth Management

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Paladin Certified

This advisor or firm is a vetted, documented member of the Paladin Registry.

Certified is Paladin’s highest level of due diligence for financial advisors and firms. Paladin has conducted background checks for the credentials and ethics that are documented in its Registry research reports.

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Paladin Research Report For:

Daniel Chen

DC Strategies, Integrated Wealth Management

Daniel Chen, a financial fiduciary has been a Paladin Registry member since 2006. Daniel is the owner of DC Strategies, Integrated Wealth Management . Daniel provides financial services to clients in the Eatontown, New Jersey area.

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 30
C. College Degrees
  • Monmouth University - BA
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We know your hopes and dreams include sending your children to the right schools, a comfortable retirement, and financial security late in life. We are a Wealth Management firm assisting our clients in negotiating the financial barriers that inevitably arise in every stage of life. Our team has the experience to design clear strategies that help you pursue t

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Daniel Chen
B. Main Location
  • 12 Christopher Way
    Suite #200
    Eatontown, New Jersey, 07724
C. Telephone
  • 732.982.2170 ext. 101

III. Internet

A. Visit Website
B. Social Connections
C. View Blog

IV. Firm(s)

A. Name of Firm
  • DC Strategies, Integrated Wealth Management
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Cetera Advisors LLC
D. Name of Broker/Dealer
  • Cetera Advisors LLC
E. Name(s) of Custodian(s)
  • Pershing
  • Schwab
  • TD Ameritrade..

V. Credentials

A. Years of Financial Experience
  • 30 Years
B. College, Degrees, Years
  • Monmouth University - BA
C. Current Certifications
  • None
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
D. Registration & License Numbers
  • CRD: 1183323
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: All 50 States
  • Insurance Products for Commission: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Securities and Advisory services offered through Cetera Advisors LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. No investment strategy can eliminate... View More
    Securities and Advisory services offered through Cetera Advisors LLC, Member FINRA/SIPC. Cetera is under separate ownership from any other entity. No investment strategy can eliminate the risk of fluctuating prices and uncertain returns.
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We know your hopes and dreams include sending your children to the right schools, a comfortable retirement, and financial security late in life. We are a Wealth Management firm assisting our clients in negotiating the financial barriers that inevitably arise in every stage of life. Our team has the experience to design clear strategies that help you pursue t

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video-Voice
  • Other:
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Monthly)
  • Other: Market Recap
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Recommendations are only made after the strategy has been agreed upon by all parties.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Fee Based Financial Consulting Services

IX. Certification

Advisor Name
  • Daniel Chen
Most Recent Update:
  • Jul 28, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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