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John + Finn - Financial Advisor in Middletown, RI

Paladin Research Report For:

John Finn

Finn and Meehan Wealth Management

850 Aquidneck Ave
Ste A4
Middletown, RI 02842
401-848-4579

General Information

Firm Start Year
  • 2001
No.of Employees
  • 5-9
CRD#
  • 1505858
Firm CRD#
  • 6413
Name of Broker/Dealer
  • LPL Financial
States Licensed in
  • CA,CO,CT,DE,FL,GA,HI,IL,IN,KS,KY,MA,MD,ME,MI,MN,MO,NC,ND,NH,NJ,NV,NY,OH,PA,RI,SC,TX,UT,VA,VT,WA
Years of Experience in Financial Services
  • 30
Number of Years with Current Firm
  • 20
Work Experience
  • For over 30 years I have helped people prepare for and enjoy retirement. Transitioning from one life chapter to the next can be difficult. I believe we have a process to simplify the process and create good experience for our clients.
Advisory Services Provided
  • Financial Advice & Consulting

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CLU®, ChFC®, Chartered Financial Consultant (ChFC®)
Securities Licenses
  • Series 7, Series 22, Series 24, Series 63, Series 6, Series 65
Insurance and Annuity Licenses
  • Disability, Accident, Annuity, Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships
  • National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals, Financial Planning Association (FPA)
Non-Financial Organization Memberships
  • St. Columba the Berkley Memorial Chapel, Senior Warden Island Youth Lacrosse, Asst. Coach

Firm Information

Firm's Number of Clients
  • 200
Firm's Number of Planning Clients
  • 175
Firm's Number of Managed Clients
  • 200
Assets Managed by Firm
  • 200000000
Advisor's Number of Clients
  • 250
Advisor's Number of Managed Clients
  • 160
Advisor's Number of Planning Clients
  • 125
Assets Managed by Advisor
  • $200,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 250000
Compensation Methods
  • Hourly, Based on Assets, Flat Fee
Fee % Based on Assets
  • 1%
Hourly Rate
  • $200

Education

B.A Economics - Economics
  • University of Rhode Island
    September 1981 - May 1985

BASIC INFORMATION NEEDED FOR THE INQUIRY