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John Zinaich

Zinaich Capital and Risk Management

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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

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Paladin Research Report For:

John Zinaich

Zinaich Capital and Risk Management

John Zinaich, a financial fiduciary has been a Paladin Registry member since 2014. John holds the Certified Financial Planner , Chartered Financial Consultant , Chartered Life Underwriter , Accredited Investment Fiduciary certifications and has over 29 years of experience. John provides financial services to clients in the Boonsboro, Maryland area.

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 29
C. College Degrees
  • Frostburg State University - Bachelor's
D. Certifications
  • CFP®, ChFC®, CLU®, AIF®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Client-centric. The client is the center of our organization’s philosophy and operations, as defined in our mission statement: To have a positive and inspiring effect upon those we are blessed to serve. As an independent, fee-based, wealth management enterprise, we understand what is most important to our private clientele, and apply servant-leadership to achieve their dreams. Our focus is on managing the downside risk for our clients, so they can meet their financial goals with peace of mind.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 9243 Mountain Meadow Drive
    Boonsboro, Maryland, 21713
C. Telephone
  • 240.285.1911

III. Internet

A. Visit Website

IV. Firm(s)

A. Name of Firm
  • Zinaich Capital and Risk Management
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Founders Financial Securities, LLC
D. Name of Broker/Dealer
  • Founders Financial Securities, LLC
E. Name(s) of Custodian(s)
  • E*Trade
  • TD Ameritrade
  • Pershing, Inc.

V. Credentials

A. Years of Financial Experience
  • 29 Years
B. College, Degrees, Years
  • Frostburg State University - Bachelor's
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 4121001
  • IARD: None
  • Insurance: None
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Registered Representative with and securities offered through Founders Financial Securities, LLC Member FINRA/SIPC and Registered Investment Advisor
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Client-centric. The client is the center of our organization’s philosophy and operations, as defined in our mission statement: To have a positive and inspiring effect upon those we are blessed to serve. As an independent, fee-based, wealth management enterprise, we understand what is most important to our private clientele, and apply servant-leadership to achieve their dreams. Our focus is on managing the downside risk for our clients, so they can meet their financial goals with peace of mind.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Other: Each client situation is unique. Some clients prefer paper statements, some prefer to view their accounts online, while others prefer both.
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • My favorite part of what I do for a living is the relationships I have with my clients. Due to this fact, I do not engage in transactional, or limited engagement services.

IX. Certification

Advisor Name
  • John Zinaich
Most Recent Update:
  • Sep 3, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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