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PALADIN RESEARCH REPORT FOR:

Timothy Baker

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Telephone Advisor
860.837.0303

I. Snapshot

A. Registry Member
  • Since 2016
B. Years of Experience
  • 11
C. College Degrees
  • Southern Connecticut State University - MBA, Finance Concentration
  • Southern Connecticut State University - Bachelor of Science, Business
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    At WealthShape our goal is to amplify wealth by the most logical means available. We believe that advice and investment design should rely on long term, proven evidence, and every investor should have access to it.

G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Timothy Baker
B. Main Location
  • 150 Bush Hill Rd.
    Manchester, Connecticut, 06040
C. Additional Locations
  • West Hartford, Connecticut
    Watertown, Connecticut
    Windsor, Connecticut
D. Telephone
  • 860.837.0303

III. Internet

A. Visit Website
B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • WealthShape LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • WealthShape LLC
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • TD Ameritrade Institutional
F. Comments
  • Founder & CEO

V. Credentials

A. Years of Financial Experience
  • 11 Years
B. College, Degrees, Years
  • Southern Connecticut State University - MBA, Finance Concentration
  • Southern Connecticut State University - Bachelor of Science, Business
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • NAPFA National Association of Personal Financial Planners
  • AICPA American Institute of CPAs

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • State - Connecticut
C. Industry Licenses
  • Securities License(s)
D. Registration & License Numbers
  • CRD: 5030137
  • IARD: 226733
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: Connecticut
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    At WealthShape our goal is to amplify wealth by the most logical means available. We believe that advice and investment design should rely on long term, proven evidence, and every investor should have access to it.

B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
G. Types of Reports (Frequency)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    WealthShape is an independent fee only financial advisor specializing in low cost factor based investment management and fiduciary advice delivered by CERTIFIED FINANCIAL PLANNER™ professionals. We aim to provide sustainable, explainable results that help individuals, families, businesses and institutions become better, more informed investors.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Other: Business 401(k) and Profit Sharing Plans
  • Business (Taxable)
  • Endowments & Foundations
  • Taft-Hartley Pension Plans
  • Public Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Timothy Baker
Most Recent Update:
  • Nov 18, 2016

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