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Andrew + Chabot - Financial Advisor in La Jolla, CA

Paladin Research Report For:

Andrew Chabot

Rancho Wealth Management

MBA CFP®
4225 Executive Square Suite 600
La Jolla, CA 92037
858-784-1513
Visit Website
https://www.ranchowealth.com/team

General Information

Firm Start Year
  • 2010
No. of Employees
  • 2-4
CRD#
  • 4622383
Firm CRD#
  • 10205
Insurance License#
  • California Insurance License #0E70330
Name of Broker/Dealer
  • Securities America
Name of Custodial Firm
  • Pershing, LLC
States Licensed in
  • CA,NV,AZ,NJ,PA
Years of Experience in Financial Services
  • 15
Work Experience
  • Securities America, Waddell & Reed, LPL Financial, Wells Fargo Bank, Bank Of America, Farmers Insurance Group, CUSO Financial Services, Altura Credit Union
Work with the following types of clients
  • Non-Profit Organizations, Individual Investors, Businesses

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, MBA
Securities Licenses
  • Series 6, Series 7, Series 24, Series 26, Series 63, Series 65
Insurance and Annuity Licenses
  • Long Term Care, Variable Life, Variable Annuity, HMO, Life, Disability, Annuity, Accident, Casualty, Property, Health
Financial Organization Memberships
  • Financial Planning Association (FPA)
Non-Financial Organization Memberships
  • Better Business Bureau. Rancho Cucamonga Chamber of Commerce

Firm Information

Firm's Number of Clients
  • 150
Firm's Number of Planning Clients
  • 150
Firm's Number of Managed Clients
  • 150
Advisor's Number of Clients
  • 200
Advisor's Number of Managed Clients
  • 200
Advisor's Number of Planning Clients
  • 200

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Flat Fee, Commissions, Based on Assets, Hourly
Additional Details on Charges
  • Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation

Education

MBA - Business Administration
  • CSUSB
    -
BA - Marketing
  • CSUSB
    -

Disclosures

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Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1872957/paladinregistry-rancho-wealth-management-detailed-disclosure

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