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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

I. Snapshot

A. Registry Member
  • Since 2004
B. Years of Experience
  • 13
C. College Degrees
  • None
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • Knoxville, Tennessee, 37919
C. Telephone
  • 865.525.1329

III. Internet

A. Visit Website

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • Did Not Answer

V. Credentials

A. Years of Financial Experience
  • 13 Years
B. College, Degrees, Years
  • None
C. Current Certifications
  • None
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Did Not Answer
D. Registration & License Numbers
  • CRD: 4554782
  • IARD: None
  • Insurance: None
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Did Not Answer
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Did Not Answer
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
    None

IX. Certification

Advisor Name
  • Sam Bills
Most Recent Update:
  • Apr 28, 2018

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