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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

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Paladin Research Report For:

Gerald Steffes

Steffes Financial, Ltd.

AIF® CFP® CPA PFS
Gerald Steffes, a financial fiduciary has been a Paladin Registry member since 2019. Gerald is the owner of Steffes Financial, Ltd. . Gerald holds the Accredited Investment Fiduciary , Certified Financial Planner , Certified Public Accountant , Personal Financial Specialist certifications and has over 22 years of experience. Gerald provides financial services to clients in the Overland Park, Kansas area.
Telephone
Telephone: 913-722-1111
Visit Website
https://www.steffesfinancial.com/

I. Snapshot

Part I provides key information about this advisor.
A. Registry Member
  • Since 2019
B. Years of Experience
  • 22
C. College Degrees
  • Kansas State University - Bachelor's Degree in Accounting, 1984
D. Certifications
  • AIF®, CFP®, CPA, PFS
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Steffes Financial, Ltd., is a fee‐based, Registered Investment Advisory firm specializing in unbiased financial/retirement planning, investment advisory, and 401(k) Plan services for over 200 clients and manages over $300 million in assets.

G. Asset Requirement
  • $250,000

II. Contact Information

Part II provides general contact information for this advisor.
A. Key Contact
  • Gerald Steffes
B. Main Location
  • 8655 College Blvd
    Overland Park, Kansas, 66210
C. Telephone
  • 913-722-1111

III. Internet

Part III provides the information you need to use the Internet to conduct your own online research for this professional.
A. Visit Website
B. Social Connections

IV. Firm(s)

Part IV describes this advisor's relationship(s) with financial firms.
A. Name of Firm
  • Steffes Financial, Ltd.
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Steffes Financial, Ltd.
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • Did Not Answer

V. Credentials

Part V documents the advisor's sources of financial knowledge.
A. Years of Financial Experience
  • 22 Years
B. College, Degrees, Years
  • Kansas State University - Bachelor's Degree in Accounting, 1984
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • Fi360 Global Fiduciary Insights
  • American Institute of Certified Public Accountants
  • Kansas Society of Certified Public Accounts

VI. Registration, Licensing,
Compliance

Part VI documents the advisor’s registrations, licensing, and compliance record(s).
A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
D. Registration & License Numbers
  • CRD: 2021161
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Kansas
    • Missouri
    • Texas
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

Part VII documents information that describes this advisor's business practices.
A. Business Philosophy
  • Read Business Philosophy

    Steffes Financial, Ltd., is a fee‐based, Registered Investment Advisory firm specializing in unbiased financial/retirement planning, investment advisory, and 401(k) Plan services for over 200 clients and manages over $300 million in assets.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 200
D. Assets (Management, Advisement)
  • $300 Million
E. Methods of Compensation
  • Did Not Answer
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Did Not Answer
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

Part VIII documents this advisor's clients and services.
A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Did Not Answer
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
  • None

IX. Certification

Advisors are required to certify the accuracy of the data in this Paladin Research Report. Advisors are responsible for keeping the report up-to-date.
Advisor Name
  • Gerald Steffes
Most Recent Update:
  • Jan 15, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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