Badge1_firm

Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Rockdale Financial Services, Inc

Key Contact: Guy Paredes

I. Snapshot

A. Key Contact Name
  • Guy Paredes
  • Telephone: (732) 695-2100
B. Combined Credentials of Key Professionals
  • Average Years of Experience:
C. Firm Record of Compliance
  • No Disclosures
D. Assets Under Management & Advisement
  • Available Upon Request
E. Minimum Asset Requirement
  • $250,000
F. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

A. Key Contact
  • Guy Paredes RFC® RICP®
B. Main Location
  • 99 Corbett Way
    Suite 103
    Eatontown, New Jersey, 07724
C. Additional Locations
  • None
D. Telephone
  • Main: 732.695.2100 ext. 107
E. Comments
  • The Retirement Planning Professionals

III. Internet

A. Website URL
B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • Rockdale Financial Services, Inc
B. Name of Registered Investment Advisor
  • Rockdale Financial Services, Inc
C. Name of Broker/Dealer
  • Cetera Advisors

V. Professionals

VI. Firm Registration, Licensing, Compliance

A. Firm Registration (Advice & Services for Fees)
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Firm Licenses (Commission Products)
  • Securities: Yes
  • Insurance: Yes
D. Firm Registration & License Numbers
  • CRD: 1341194
  • IARD: None
  • Insurance: 8203554
E. Firm State Licensing
  • Financial Advice, Services for Fees: New Jersey
  • Investment Products for Commission: See List
  • Insurance Products for Commission: See List
F. Financial Fiduciary (Advice & Services for Fees)
  • Yes
G. Firm Record of Compliance
  • FINRA.org: No Disclosures
  • SEC.gov: No Disclosures
  • State Securities: No Disclosures
  • State Insurance: No Disclosures
H. Additional Disclosure(s)
  • Securities offered through Cetera Advisors LLC, member FINRA, SIPC. Cetera is under separate ownership from any other named entity. Advisory Services offered through Rockdale Financial... View More
    Securities offered through Cetera Advisors LLC, member FINRA, SIPC. Cetera is under separate ownership from any other named entity. Advisory Services offered through Rockdale Financial Services, Inc., a Registered Investment Advisor. Rockdale Financial Services, Inc., is not affiliated with Cetera Advisors LLC
I. View Firm ADV
J. Links to Regulatory Agencies and Associations
K. Comments
  • Retirement Planning is what we do!

VII. Business Data & Practices

A. Firm Business Philosophy
  • Read Business Philosophy

    We invest time to find out what is important to YOU first and foremost. Then apply a holistic financial planning approach to assess your Retirement Readiness. As experts in Retirement Planning and Retirement Income Planning with 100 years experience and methods will help you prepare for one of the biggest and most important moments in your life. Retirement! We have had thousands of meetings with clients over the years and we never lose sight of the impact we make in their lives! Life is truly dynamic and having a well thought out plan to help meet the changing aspects of life will truly give you the peaceful enjoyment of everything that life has to offer. Let's get started! We enthusiastically look forward to working with YOU!

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Investment Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Quarterly)
H. Value Statement
  • View Value Statement
    We are specialists and experts in Retirement Planning. We are well established financial planners with over 100 years of combined experience. We are fully licensed in securities and insurance. Our professionals have designations that specialize in retirement and taxation such as RICP Retirement Income Certified Professional, RFC Registered Financial Consultant and CPA Certified Public Accountant. We are also RIA's Registered Investment Advisors held to the highest Fiduciary Standard.

VIII. Clients & Services

A. Types of Firm Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Other
  • Business (Taxable)
  • Endowments & Foundations
  • Public Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
  • Other
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Retirement Readiness Analysis
E. Custodian(s)
  • TD Ameritrade
  • Genworth Financial Trust

IX. Certification

Firm Name
  • Rockdale Financial Services, Inc
Most Recent Update:
  • Jul 5, 2018

Other

Retirement Readiness Planning