Small_1998_180120101417581

PALADIN RESEARCH REPORT FOR:

Gary Vassalotti

Badge2
Telephone Advisor
814.693.5093

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 35
C. College Degrees
  • The Pennsylvania State University - BS Finance, Emphasis in Economics
D. Certifications
  • LIFA
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    I am a Fee only advisor and member of the CFA Institute and the International Research Association. My firm subscribes to the Institutes strict code of ethics. As a former Portfolio Manager and Investment Analyst for one of the nations top 10 money center banks, I have the experience and computer models to professionally manage your portfolios; I am not a run-of-the-mill advisor that simply places clients in mutual funds or stocks that the advisor does not fully understand. My investment style tends to the conservative side, but includes a limited portion of the portfolio invested in assets deemed to outstanding appreciation potential. I can put my years of experience to work for you and provide services for all sizes of accounts.

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • Gary Vassalotti
B. Main Location
  • 110 Olde Farm Office Dr
    Suite 925
    Duncansville, Pennsylvania, 16635
C. Telephone
  • 814.693.5093

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • VIMCOR
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Vassalotti Investment Management Corp
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Ameritrade Advisor Services

V. Credentials

A. Years of Financial Experience
  • 35 Years
B. College, Degrees, Years
  • The Pennsylvania State University - BS Finance, Emphasis in Economics
D. Financial Industry Associations (Active Memberships)
  • International Research Associatoin
  • Chartered Financial Analyst Institute

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • State - Pennsylvania
C. Industry Licenses
  • Did Not Answer
D. Registration & License Numbers
  • CRD: 119009
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: Pennsylvania
  • Investment Products for Commission: Pennsylvania
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    I am a Fee only advisor and member of the CFA Institute and the International Research Association. My firm subscribes to the Institutes strict code of ethics. As a former Portfolio Manager and Investment Analyst for one of the nations top 10 money center banks, I have the experience and computer models to professionally manage your portfolios; I am not a run-of-the-mill advisor that simply places clients in mutual funds or stocks that the advisor does not fully understand. My investment style tends to the conservative side, but includes a limited portion of the portfolio invested in assets deemed to outstanding appreciation potential. I can put my years of experience to work for you and provide services for all sizes of accounts.

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • 55
D. Assets (Management, Advisement)
  • $1,900,000
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Brokerage Statement (Monthly)
H. Second Language(s)
  • None
I. Value Statement

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Tax Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Tax Preparation

IX. Certification

Advisor Name
  • Gary Vassalotti
Most Recent Update:
  • Feb 2, 2017

Other