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Peter Scholtz

Scholtz & Company

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Peter Scholtz

Scholtz & Company

Peter Scholtz, a financial fiduciary has been a Paladin Registry member since 2006. Peter is the partner in Scholtz & Company. certifications and has over 30 years of experience. Peter provides financial services to clients in the Stamford, Connecticut area.

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 30
C. College Degrees
  • Columbia University - MBA Finance, 1979
  • Ohio Wesleyan University - BS, Economics, 1974
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    At Scholtz & Company, our investment philosophy is to match proven, conservative security selection principles with a risk level appropriate to each client's needs. Our competitive edge is having a unique mix of investment professionals, deep industry relationships, a stable operational platform and powerful, proprietary quantitative models focusing on earnings, valuation, and market sentiment.

G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
  • Peter Scholtz
B. Main Location
  • 107 Elm Street
    Four Stamford Plaza, 5th Floor
    Stamford, Connecticut, 06902
C. Telephone
  • 203.714.9900

III. Internet

A. Visit Website

IV. Firm(s)

A. Name of Firm
  • Scholtz & Company
B. Relationship to Firm
  • Partner
C. Name of RIA
  • Scholtz & Company
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • U.S. Bank
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 30 Years
B. College, Degrees, Years
  • Columbia University - MBA Finance, 1979
  • Ohio Wesleyan University - BS, Economics, 1974
C. Current Certifications
  • None
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Did Not Answer
D. Registration & License Numbers
  • CRD: 107363
  • IARD: None
  • Insurance: None
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    At Scholtz & Company, our investment philosophy is to match proven, conservative security selection principles with a risk level appropriate to each client's needs. Our competitive edge is having a unique mix of investment professionals, deep industry relationships, a stable operational platform and powerful, proprietary quantitative models focusing on earnings, valuation, and market sentiment.

B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • 120
D. Assets (Management, Advisement)
  • $140,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    At Scholtz and Company, we create personalization for our clients through a customized portfolio, responsive customer service, and individual attention. Our superior long-term performance is achieved by our in-house research team, multi-step security selection process, and seasoned portfolio managers. Lastly, we protect our clients' assets through conservative investment principles, effective sell discipline, and our clients' risk tolerances.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • Peter Scholtz
Most Recent Update:
  • Jun 2, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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