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D. Chris Tucker

Greenwich Advisors, LLC

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Paladin Registry Member

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Paladin Research Report For:

D. Chris Tucker

Greenwich Advisors, LLC

D. Chris Tucker, a financial fiduciary has been a Paladin Registry member since 2019. D. Chris is the owner of Greenwich Advisors, LLC. D. Chris holds the Chartered Financial Analyst certifications and has over 29 years of experience. D. Chris provides financial services to clients in the Greenwich, Connecticut area.

I. Snapshot

A. Registry Member
  • Since 2019
B. Years of Experience
  • 29
C. College Degrees
  • Vanderbilt University - Bachelor of Arts
D. Certifications
  • CFA®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    What we actually do is, we collaborate and create a customized investment solution based on each individual’s or family’s unique circumstances, goals, aspirations, concerns, constraints, and income requirements. We focus on what we can control, create enhanced asset allocations, select investment managers, and securities in a cost and tax efficient way. What works is a disciplined investment process that is based on evidence, is repeatable, and that produces better investment outcomes as well as reduces costly investor behavioral mistakes. We stay on course with regular portfolio reviews and monitoring of market conditions and risks. We remain flexible, and when appropriate, we adapt and dynamically rebalance investment allocations in order to keep our clients on course to their financial goals.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 640 W. Putnam Ave. 3F
    Greenwich, Connecticut, 06830
C. Telephone
  • 203.489.0707

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Greenwich Advisors, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Greenwich Advisors, LLC
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • Charles Schwab & Co.
  • Pershing, LLC

V. Credentials

A. Years of Financial Experience
  • 29 Years
B. College, Degrees, Years
  • Vanderbilt University - Bachelor of Arts
C. Current Certifications
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • State - Connecticut
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 2452025
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    What we actually do is, we collaborate and create a customized investment solution based on each individual’s or family’s unique circumstances, goals, aspirations, concerns, constraints, and income requirements. We focus on what we can control, create enhanced asset allocations, select investment managers, and securities in a cost and tax efficient way. What works is a disciplined investment process that is based on evidence, is repeatable, and that produces better investment outcomes as well as reduces costly investor behavioral mistakes. We stay on course with regular portfolio reviews and monitoring of market conditions and risks. We remain flexible, and when appropriate, we adapt and dynamically rebalance investment allocations in order to keep our clients on course to their financial goals.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Quarterly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • D. Chris Tucker
Most Recent Update:
  • May 20, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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