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Registry Member Since 2006

Paul Schatz

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Paladin Quality Rating: 5 Stars

PRC Certified: View Findings Report

My Philosophy My Disclosures

About Me

Type of Organization
  • Sole Practitioner
Name of RIA
  • Heritage Capital LLC
Relationship to RIA
  • Owner
Broker/Dealer Name
  • No
Years of Experience
  • 25 Years
Certifications & Designations
College Degrees
  • BA Political Science
Association Memberships
  • NAAIM
Registrations & Licenses
  • RIA/IAR Registration
  • Type of RIA Registration: State - Connecticut
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
  • None
State Licenses (Insurance)
  • None
View ADV
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None
Social Connections

About My Business

Location
  • 1 Bradley Road
    Suite 202
    Woodbridge, Connecticut, 06525
Telephone
  • 203.389.3553
Website
Number of Clients - Personal Data
  • 168
Amount of Assets - Personal Data
  • $60,000,000
Minimum Asset Requirement
  • $250,000
Types of Fees
  • Asset-Based Fee
Types of Commission
  • Did Not Answer
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
Types of Clients
  • Individuals
  • Endowments
  • Foundations
  • Businesses
Limited Engagement Services
  • Planning Only (Do not require assets)
  • Financial Plan Reviews
  • Investment Portfolio Reviews
Investment Decision-Making
  • Yes
Primary Custodian(s)
  • Fidelity/National Financial Srvs
  • Rydex
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)

I certify the information in this research report is accurate and current.

Advisor Name: Paul Schatz
Most Recent Update: Nov 24, 2014

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