PALADIN RESEARCH REPORT FOR:

Paul Schatz

Firm: Heritage Capital LLC

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Business Philosophy
Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals. In today's ever changing investment landscape, it's sim
Tips
Click on (?) to read Tips that describe financial advisor credentials, ethics, business practices, and services.
PALADIN QUALITY RATING
27
YEARS OF EXPERIENCE
2006
ADMITTED TO REGISTRY
$100,000
MINIMUM ASSET REQUIREMENT

I. Snapshot

A. Key Contact Name
  • Paul Schatz
B. Credentials
  • Years of Experience: 27
  • Degrees or Years of College: University of Rochester BA Political Science
C. Compliance Record
  • No Disclosures
D. Minimum Asset Requirement
  • $100,000
E. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

A. Key Contact
  • Paul Schatz
B. Main Location
  • 1 Bradley Road
    Suite 202
    Woodbridge, Connecticut, 06525

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Heritage Capital LLC
B. Name of RIA
  • Heritage Capital LLC
C. Name of Broker/Dealer
  • None
D. Relationship to Firm
  • Owner

V. Credentials

A. Paladin Quality Rating
  • 5 Stars
  • View Paladin Quality Ratings
B. Years of Financial Experience
  • 27 Years
C. Education, Degrees, Years
  • University of Rochester - BA Political Science
D. Current Certifications
  • None
E. Financial Industry Associations (Active Memberships)
  • NAAIM
F. Firm Credentials
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • State - Connecticut
C. Industry Licenses
  • None
D. Registration & License Numbers
  • CRD: 2241878
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals. In today's ever changing investment landscape, it's sim

B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 176
D. Assets Under Management or Advisement
  • $70,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • No
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working Years)
  • Individuals & Couples (Retirement Years)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
E. Custodian(s)
  • Fidelity/National Financial Srvs
  • Guggenheim

IX. Certification

Advisor Name
  • Paul Schatz
Most Recent Update:
  • Mar 18, 2016

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