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Heritage Capital LLC

Paul Schatz

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Registry Member Since 2006

About Me

Type of Organization
  • Sole Practitioner
Name of RIA
  • Heritage Capital LLC
Relationship to RIA
  • Owner
Broker/Dealer Name
  • No
Years of Experience
  • 25 Years
College Degrees or Years
  • University of Rochester - BA Political Science
Association Memberships
  • NAAIM
Registrations & Licenses
  • RIA/IAR Registration
  • Type of RIA Registration: State - Connecticut
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
  • None
State Licenses (Insurance)
  • None
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None

About My Firm

Location
  • 1 Bradley Road
    Suite 202
    Woodbridge, Connecticut, 06525
Telephone (Main Office)
  • 203.389.3553
Website
Number of Clients
  • 168
Amount of Assets
  • $60,000,000
Minimum Asset Requirement
  • $250,000
Types of Fees
  • Asset-Based Fee
Types of Commission
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
Types of Clients
  • Individuals
  • Endowments
  • Foundations
  • Businesses
Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
Investment Decision-Making
  • Yes
Primary Custodian(s)
  • Fidelity/National Financial Srvs
  • Rydex
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
My Philosophy

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals. In today's ever changing investment landscape, it's simply not enough to create a static asset allocation and forget about it. We take a very proactive approach with your portfolio, monitoring it 24/7 and making necessary adjustments as we seek to deliver superior investment returns.

My Disclosures
Some professionals and firms have disclosures.

None

I certify the information in this research report is accurate and current.

Advisor Name: Paul Schatz
Most Recent Update: Dec 27, 2014

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