Stephen Ahern

Credentials: CFP®, CPA, PFS

600 Clark Road
4th Floor
Tewksbury, Massachusetts, 01876
Telephone: 877.448.3400
Medium_122_310320121548271
Registry Member Since 2004

Business Philosophy

We understand that our clients cherish their time and want to spend it on family, leisure and unique experiences. While they are very interested in their financial future and typically quite knowledgeable, they are not nearly as interested in the mechanics of personal and business finance as we are. For them, the most challenging element in the wealth equation is finding an advisor they can trust enough to delegate. Wealth Management Advisors, LLC (WMA) is that advisor.

1. What are your firm names?
  • Registered Investment Advisor

    Wealth Management Advisors, LLC

  • Doing Business As

    Sullivan Bille Group - Wealth Management Advisors, LLC

2. How is your RIA registered?
  • State: Massachusetts
3. What type of practice do you have?
  • Member of a Firm
4. What is your relationship to your RIA?
  • Owner
5. What are your years of financial services experience?
  • 26 Years
6. Do you have one or more degrees from an accredited college or university?
School
Degree
Bentley College
MS in Taxation
Providence College
BSBA
7. Are you a current member of one or more financial service industry associations?
  • Financial Planning Association
  • Massachusetts Society of CPAs
  • American Institute of CPAs
8. What are your license and registration numbers?
9. What are your current registrations and licenses?
  • No Active Security Licenses
10. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
11. In what states are you licensed or registered to sell investment services and products for fees or commissions?
  • None
12. In what states are you licensed to sell insurance products for commissions?
  • None
13. In the past five years, do you have any disclosures on your investment or insurance compliance records?
  • Investment Disclosures: No
  • Insurance Disclosures: No
14. Since you became an adult, do you have any criminal disclosures (misdemeanors/felonies)?
  • No
15. My ADV Part II is:
  • Available Upon Request
16. Do you have any additional disclosures?
  • Did Not Answer
  • 17. What are your methods of compensation?
    • Did Not Answer
    18. Will you work with clients over the telephone and Internet?
    • Did Not Answer
    19. What types of reports do you provide your clients and what is the frequency?
    • Performance (Quarterly)
    • Brokerage Statement (Monthly)
    • Market Environment (Quarterly)
    • Newsletters (Bi-Monthly)
    20. Will you meet with prospective clients at their locations?
    • Yes
    21. Do you make investment decisions for your clients without their approval in advance?
    • Did Not Answer
    22. Scope of Business: What is your current number of clients (not accounts)?
    • 91
    23. Scope of Business: What are your current assets under management or advisement? (Compensation is fees)
    • $220,000,000
    24. Do you have a minimum fee requirement?
    • $5,000
    25. Do you have a minimum asset requirement?
    • $1,000,000
    26. Do you speak any additional languages fluently?
    • None
    27. Do you provide any limited engagement services?
    • None (I do not provide limited engagement services)
    28. Which categories of financial services do you provide for fees? Another professional (CPA, estate attorney) may provide one or more of these services.
    • Planning
    • Investment
    29. Do you sell investment or insurance products for commissions?
    • No
    30. What types of clients do you work with?
    • Individuals
    • Retirees
    • Individuals
    • Pension
    • Endowments
    • Foundations
    • Businesses
    31. Which custodian(s) take physical possession of your clients' assets? If applicable, name the top three in order of importance
    • Fidelity Investments
    • Charles Schwab & Company

    Certification

    I certify all of the information in my professional profile is accurate and up-to-date.
    Advisor Name: Stephen Ahern
    Most Recent Update: Jun 18, 2013