Nicholas Terezis

Credentials: CFA®

500 Market Street, Suite 610
Steubenville, Ohio, 43952
Telephone: 740.282.5198
Medium_130620051718431
Registry Member Since 2005

Business Philosophy

Marathon Strategic Advisors, LLC is a FEE-ONLY investment manager formed under the premise that every investor deserves completely objective investment advice. We recognize that a one-size-fits-all approach to investing is not best for investors. We create custom-made investment portfolios based on a client's unique financial goals, risk tolerances, investment return expectations, investment horizons, tax bracket, and cash flow needs. Each client has ongoing, direct access to their portfolio manager. We have no conflicts of interest - we are only compensated directly by our clients and receive no commissions or economic reward from any other party. Our goal is to maximize our client's wealth over the long term, not our own!

1. What are your firm names?
  • Registered Investment Advisor

    Marathon Strategic Advisors, LLC

2. How is your RIA registered?
  • State: Ohio
3. What type of practice do you have?
  • Sole Practitioner
4. What is your relationship to your RIA?
  • Owner
5. What are your years of financial services experience?
  • 20 Years
6. Do you have one or more degrees from an accredited college or university?
School
Degree
Columbia Business School - Master of Business
Double Major in Economics and Mgt.
Carnegie Mellon University - Double Major in
MBA
7. Are you a current member of one or more financial service industry associations?
  • CFA Institute
  • CFA Society of Pittsburgh
8. What are your license and registration numbers?
9. What are your current registrations and licenses?
  • No Active Security Licenses
10. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
11. In what states are you licensed or registered to sell investment services and products for fees or commissions?
  • None
12. In what states are you licensed to sell insurance products for commissions?
  • None
13. In the past five years, do you have any disclosures on your investment or insurance compliance records?
  • Investment Disclosures: No
  • Insurance Disclosures: No
14. Since you became an adult, do you have any criminal disclosures (misdemeanors/felonies)?
  • No
15. My ADV Part II is:
  • Available Upon Request
16. Do you have any additional disclosures?
  • Did Not Answer
  • 17. What are your methods of compensation?
    • Did Not Answer
    18. Will you work with clients over the telephone and Internet?
    • Did Not Answer
    19. What types of reports do you provide your clients and what is the frequency?
    • Performance (Monthly)
    • Brokerage Statement (Monthly)
    20. Will you meet with prospective clients at their locations?
    • Yes
    21. Do you make investment decisions for your clients without their approval in advance?
    • Did Not Answer
    22. Scope of Business: What is your current number of clients (not accounts)?
    • 56
    23. Scope of Business: What are your current assets under management or advisement? (Compensation is fees)
    • $33,000,000
    24. Do you have a minimum fee requirement?
    • Did Not Answer
    25. Do you have a minimum asset requirement?
    • $250,000
    26. Do you speak any additional languages fluently?
    • None
    27. Do you provide any limited engagement services?
    • Financial Plan Reviews
    • Investment Portfolio Reviews
    28. Which categories of financial services do you provide for fees? Another professional (CPA, estate attorney) may provide one or more of these services.
    • Planning
    • Investment
    29. Do you sell investment or insurance products for commissions?
    • No
    30. What types of clients do you work with?
    • Individuals
    • Retirees
    • Individuals
    • Pension
    • Foundations
    • Public Funds
    • Taft-Hartley Funds
    • Businesses
    31. Which custodian(s) take physical possession of your clients' assets? If applicable, name the top three in order of importance
    • TD Ameritrade

    Certification

    I certify all of the information in my professional profile is accurate and up-to-date.
    Advisor Name: Nicholas Terezis
    Most Recent Update: Oct 1, 2013