Small_jane_scarbrough

PALADIN RESEARCH REPORT FOR:

Jane Scarbrough

Badge4
Telephone Advisor
707.523.7400

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 30
C. College Degrees
  • Johns Hopkins University - Bachelor of Arts
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    At Scarbrough Financial Group, we believe it is our job to help build a strong financial future that includes a stable retirement, solid investments that provide you the flexibility to live life independently and the foundation for planning wealth transfer to future generations. *The strategy discussed cannot guarantee a profit or ensure against loss.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Jane Scarbrough
B. Main Location
  • 3554 Round Barn Blvd
    Suite 205
    Santa Rosa, California, 95403
C. Additional Locations
  • San Rafael, California
    Walnut Creek , California
D. Telephone
  • 707.523.7400

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Scarbrough Financial Group, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • LPL Financial
E. Name(s) of Custodian(s)
  • LPL Financial
  • AssetMark
  • Pershing

V. Credentials

A. Years of Financial Experience
  • 30 Years
B. College, Degrees, Years
  • Johns Hopkins University - Bachelor of Arts
C. Current Certifications
D. Association Memberships
  • None
E. Firm Credentials
  • Number of professionals 9
  • Average years of experience 74
  • Combined degrees 10
  • Combined certifications 5

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 869077
  • IARD: None
  • Insurance: OC76297
E. State Licences
  • Financial Advice, Services for Fees: See List
  • Investment Products for Commission: See List
  • Insurance Products for Commission: California
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC | The information and opinions posted on this website do not... View More
    Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC | The information and opinions posted on this website do not necessarily reflect the opinion of LPL Financial or its affiliates.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    At Scarbrough Financial Group, we believe it is our job to help build a strong financial future that includes a stable retirement, solid investments that provide you the flexibility to live life independently and the foundation for planning wealth transfer to future generations. *The strategy discussed cannot guarantee a profit or ensure against loss.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Semi-Annually)
  • Brokerage Statement (Quarterly)
  • Market Environment (Quarterly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
E. Comments
  • We also have access to Schwab and TD Ameritrade as custodians.

IX. Certification

Advisor Name
  • Jane Scarbrough
Most Recent Update:
  • Feb 6, 2017

Other