PALADIN RESEARCH REPORT FOR:

Nigel Taylor
CFP®

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STATUS
28
YEARS OF EXPERIENCE
2004
ADMITTED TO REGISTRY
$100,000
MINIMUM ASSET REQUIREMENT

I. Snapshot

A. Key Contact Name
  • Nigel Taylor
B. Credentials
  • Years of Experience: 28
  • Degrees or Years of College: Army College UK B.s.c
  • Certifications: CFP®
C. Compliance Record
  • No Disclosures
D. Minimum Asset Requirement
  • $100,000
E. Types of Client Relationships
  • Did Not Answer

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 915 3rd. St., #208
    Santa Monica, California, 90403
C. Telephone
  • 310.260.1126

III. Internet

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Name of RIA
  • Did Not Answer
C. Name of Broker/Dealer
  • None
D. Relationship to Firm
  • Owner

V. Credentials

A. Paladin Quality Rating
  • 5 Stars
  • View Paladin Quality Ratings
B. Years of Financial Experience
  • 28 Years
C. Education, Degrees, Years
  • Army College UK - B.s.c
D. Current Certifications
E. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 122944
  • IARD: None
  • Insurance: 0716446
E. State Licences
  • Investment Products for Commission: California
  • Insurance Products for Commission: California
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 32
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
  • Commissions (Insurance Products)
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Brokerage Statement (Monthly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • German
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals
  • Pension Plans
  • Businesses
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
    None
E. Custodian(s)
  • 1st Clearing, LLC

IX. Certification

Advisor Name
  • Nigel Taylor
Most Recent Update:
  • Jul 15, 2015

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