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Registry Member Since 2004

Tony DuBose

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Paladin Quality Rating: 5 Stars

My Philosophy My Disclosures

About Me

Type of Organization
  • Member of a Firm
Name of RIA
  • LWM Advisory Services, LLC
Relationship to RIA
  • Owner
Broker/Dealer Name
  • LPL Financial
Years of Experience
  • 19 Years
Certifications & Designations
College Degrees
  • BA
Association Memberships
  • FPA
Registrations & Licenses
  • RIA/IAR Registration
  • Securities License(s)
  • Insurance License(s)
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
State Licenses (Insurance)
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None
Social Connections

About My Business

Location
  • 1250 South Pine Island Road Suite 350
    Plantation, Florida, 33324
Telephone
  • 954.474.7100 ext. 101
Website
Number of Clients - Personal Data
  • Available Upon Request
Amount of Assets - Personal Data
  • Available Upon Request
Minimum Asset Requirement
  • $1,000,000
Types of Fees
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
Types of Commission
  • Investment Products (Commission)
  • Insurance Products
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
  • Insurance Products
  • Investment Products (Commission)
Types of Clients
  • Individuals
  • Pension Plans
  • Endowments
  • Foundations
  • Public Funds
  • Taft-Hartley Funds
  • Businesses
Limited Engagement Services
  • Planning Only (Do not require assets)
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Retirement Plan Services
Investment Decision-Making
  • Yes
Primary Custodian(s)
  • LPL Financial
  • Pershing
  • SEI
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Bi-Monthly)
  • Newsletters (Bi-Monthly)

I certify the information in this research report is accurate and current.

Advisor Name: Tony DuBose
Most Recent Update: Nov 17, 2014

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