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Legacy Wealth Management / Legacy Retirement Plan Advisors

Tony DuBose

AIF®
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Registry Member Since 2004

About Me

Type of Organization
  • Member of a Firm
Name of RIA
  • Legacy Wealth Management Investment advice and Finanical Planning offered through LWM Advisory Services, LLC
Relationship to RIA
  • Owner
Broker/Dealer Name
  • LPL Financial
Years of Experience
  • 19 Years
Certifications & Designations
College Degrees or Years
  • Valdosta State University - BA
Association Memberships
  • FPA
Registrations & Licenses
  • RIA/IAR Registration
  • Securities License(s)
  • Insurance License(s)
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
State Licenses (Insurance)
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None

About My Firm

Location
  • 1250 South Pine Island Road Suite 350
    Plantation, Florida, 33324
Telephone (Main Office)
  • 954.474.7100 ext. 101
Website
Number of Clients
  • Available Upon Request
Amount of Assets
  • Available Upon Request
Minimum Asset Requirement
  • $1,000,000
Types of Fees
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
Types of Commission
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
  • Insurance Products
  • Investment Products (Commission)
Types of Clients
  • Individuals
  • Pension Plans
  • Endowments
  • Foundations
  • Public Funds
  • Taft-Hartley Funds
  • Businesses
Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Retirement Plan Services
Investment Decision-Making
  • Yes
Primary Custodian(s)
  • LPL Financial
  • Pershing
  • SEI
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Bi-Monthly)
  • Newsletters (Bi-Monthly)
My Philosophy

To have a positive impact on the lives of our clients and their families by delivering personalized planning strategies and ongoing service tailored to their expectations. To be a professional value added advocate for our clients through inter-generational Wealth Management. During this process, we strive to meet and exceed our client’s expectations. Securities and Advisory Services offered through LPL Financial A Registered Investment Advisor * Member FINRA/SIPC www.sipc.org www.finra.org

My Disclosures
Some professionals and firms have disclosures.

Securities Offered Through LPL Financial, Member FINRA/SIPC. Investment Advice Offered Through LWM Advisory Services, LLC, A Registered Investment Advisor. Legacy Wealth Management and LWM Advisory Services, LLC Are Separate Entities from LPL Financial. The information and opinions posted on this website do not necessarily reflect the opinion of LPL Financial or its affiliates.

I certify the information in this research report is accurate and current.

Advisor Name: Tony DuBose
Most Recent Update: Jan 7, 2015

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