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Registry Member Since 2008

Rick Willoughby

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Paladin Quality Rating: 5 Stars

My Philosophy My Disclosures

About Me

Type of Organization
  • Member of a Team
Name of RIA
  • Independent Financial Group LLC
Relationship to RIA
  • Independent Contractor
Broker/Dealer Name
  • Independent Financial Group LLC
Years of Experience
  • 16 Years
Certifications & Designations
College Degrees
  • Accredited Asset Management Specialist
  • Accredited Wealth Management Advisor
Association Memberships
  • FINRA
Registrations & Licenses
  • RIA/IAR Registration
  • Securities License(s)
  • Insurance License(s)
CRD Number
IARD Number
Insurance Number
  • 85862
State Licenses (Investments)
State Licenses (Insurance)
View ADV
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None
Social Connections
  • None

About My Business

Location
  • Phoenix, Arizona, 85044
Telephone
  • 480.704.7431
Website
Number of Clients
  • 125
Amount of Assets
  • Available Upon Request
Minimum Asset Requirement
  • None
Types of Fees
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
Types of Commission
  • Investment Products
  • Insurance Products
Advice & Services for Fees
  • Planning
  • Investment
  • Insurance
  • Tax
  • Legal
Types of Clients
  • Individuals
  • Retirees
  • Pension
  • Endowments
  • Other
  • Foundations
  • Public Funds
  • Businesses
Limited Engagement Services
  • None
Investment Decision-Making
  • No
Primary Custodian(s)
  • Pershing
  • First Trust of Onaga
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)

I certify the information in this research report is accurate and current.

Advisor Name: Rick Willoughby
Most Recent Update: Feb 13, 2014

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