PALADIN RESEARCH REPORT FOR:

K. Wade Carpenter
CFP®ChFC®CLU®

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STATUS
19
YEARS OF EXPERIENCE
2005
ADMITTED TO REGISTRY
$250,000
MINIMUM ASSET REQUIREMENT

I. Snapshot

A. Key Contact Name
  • K. Wade Carpenter
B. Credentials
  • Years of Experience: 19
  • Degrees or Years of College: Central Missouri State University BS
  • Certifications: CFP®, ChFC®, CLU®
C. Compliance Record
  • No Disclosures
D. Minimum Asset Requirement
  • $250,000
E. Types of Client Relationships
    Did not answer

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 10801 Mastin Blvd.
    Suite 370
    Overland Park, Kansas, 66210
C. Telephone
  • 913.563.7300

III. Internet

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Name of RIA
  • Commonwealth Financial Network
C. Name of Broker/Dealer
  • Commonwealth Financial Network
D. Relationship to Firm
  • Independent Contractor

V. Credentials

A. Paladin Quality Rating
  • 5 Stars
  • View Paladin Quality Ratings
B. Years of Financial Experience
  • 19 Years
C. Education, Degrees, Years
  • Central Missouri State University - BS
D. Current Certifications
  • CFP® - Certified Financial Planner
  • ChFC® - Chartered Financial Consultant
  • CLU® - Chartered Life Underwriter
  • Validate Advisor Credentials
E. Financial Industry Associations (Active Memberships)
  • Financial Planning Association

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 2285665
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors,... View More
    Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors, LLC are separate and unrelated to Commonwealth.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 150
D. Assets (Management, Advisement)
  • $160,000,000
E. Methods of Compensation
  • Did Not Answer
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals
  • Retirees
  • Individuals
  • Other
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
  • Financial Plan Reviews
E. Custodian(s)
  • National Financial Services, LLC, Member NYSE/SIPC

IX. Certification

Advisor Name
  • K. Wade Carpenter
Most Recent Update:
  • Jul 15, 2015

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