Commonwealth Financial Network

K. Wade Carpenter


Registry Member Since 2005

About Me

Type of Organization
  • Member of a Firm
Name of RIA
  • Commonwealth Financial Network
Relationship to RIA
  • Independent Contractor
Broker/Dealer Name
  • Commonwealth Financial Network
Years of Experience
  • 19 Years
Certifications & Designations
College Degrees or Years
  • Central Missouri State University - BS
Association Memberships
  • Financial Planning Association
Registrations & Licenses
  • RIA/IAR Registration
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
  • None
State Licenses (Insurance)
  • None
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None

About My Firm

  • 10801 Mastin Blvd.
    Suite 370
    Overland Park, Kansas, 66210
Telephone (Main Office)
  • 913.563.7300
Number of Clients
  • 150
Amount of Assets
  • $160,000,000
Minimum Asset Requirement
  • $250,000
Types of Fees
  • Did Not Answer
Types of Commission
  • Did Not Answer
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
Types of Clients
  • Individuals
  • Retirees
  • Individuals
  • Other
Limited Engagement Services
  • Financial Plan Reviews
Investment Decision-Making
  • Did Not Answer
Primary Custodian(s)
  • National Financial Services, LLC, Member NYSE/SIPC
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
My Philosophy

To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources.

My Disclosures
Some professionals and firms have disclosures.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors, LLC are separate and unrelated to Commonwealth.

I certify the information in this research report is accurate and current.

Advisor Name: K. Wade Carpenter
Most Recent Update: Jul 15, 2015

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