Medium_1255_40620091401131
Registry Member Since 2005

K. Wade Carpenter

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Paladin Quality Rating: 5 Stars

My Philosophy My Disclosures

About Me

Type of Organization
  • Member of a Firm
Name of RIA
  • Commonwealth Financial Network
Relationship to RIA
  • Independent Contractor
Broker/Dealer Name
  • Commonwealth Financial Network
Years of Experience
  • 19 Years
Certifications & Designations
College Degrees
  • BS
Association Memberships
  • Financial Planning Association
Registrations & Licenses
  • RIA/IAR Registration
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
  • None
State Licenses (Insurance)
  • None
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None
Social Connections
  • None

About My Business

Location
  • 10801 Mastin Blvd.
    Suite 370
    Overland Park, Kansas, 66210
Telephone
  • 913.563.7300
Website
Number of Clients
  • 150
Amount of Assets
  • $160,000,000
Minimum Asset Requirement
  • $250,000
Types of Fees
  • Did Not Answer
Types of Commission
  • Did Not Answer
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
Types of Clients
  • Individuals
  • Retirees
  • Individuals
  • Other
Limited Engagement Services
  • Financial Plan Reviews
Investment Decision-Making
  • Did Not Answer
Primary Custodian(s)
  • National Financial Services, LLC, Member NYSE/SIPC
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)

I certify the information in this research report is accurate and current.

Advisor Name: K. Wade Carpenter
Most Recent Update: Sep 4, 2014

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