Small_1255_40620091401131

PALADIN RESEARCH REPORT FOR:

K. Wade Carpenter

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Telephone Advisor
913.563.7300

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 24
C. College Degrees
  • Central Missouri State University - BS
D. Certifications
  • CFP®, ChFC®, CLU®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 10801 Mastin Blvd.
    Suite 370
    Overland Park, Kansas, 66210
C. Telephone
  • 913.563.7300

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Summit Wealth Advisors
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Commonwealth Financial Network
D. Name of Broker/Dealer
  • Commonwealth Financial Network
E. Name(s) of Custodian(s)
  • National Financial Services, LLC, Member NYSE/SIPC

V. Credentials

A. Years of Financial Experience
  • 24 Years
B. College, Degrees, Years
  • Central Missouri State University - BS
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 2285665
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, MO, NC,... View More
    This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, MO, NC, NY, SD, TX, VA, and WI. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services. Securities and Advisory Services offered through Commonwealth Financial Network, Member """"www.FINRA.org / www.SIPC.org,"""" a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 150
D. Assets (Management, Advisement)
  • $160,000,000
E. Methods of Compensation
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Other
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Financial Plan Reviews

IX. Certification

Advisor Name
  • K. Wade Carpenter
Most Recent Update:
  • Feb 2, 2017

Other