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PALADIN RESEARCH REPORT FOR:

Robert Klosterman

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Telephone Advisor
941.462.4144

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 40
C. College Degrees
  • Iowa Lakes - AAS
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Our purpose is to provide process, top shelf expertise and effective strategy to help our clients meet their goals and dreams. By engaging the expertise of our team of CFP's, CPA and Chartered Financial Analyst we will follow a unique process designed to get to know you and your situation and then present only ideas that we ourselves would use in your situation. We accept no third party compensation from any source and work on a fee-only basis to assure your interests are our top priority.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Robert Klosterman
B. Main Location
  • 595 Bay Isles Road
    Suite 250
    Longboat Key, Florida, 34228
C. Telephone
  • 941.462.4144

III. Internet

A. Visit Website
B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • White Oaks Investment Management, Inc.
B. Relationship to Firm
  • Partner
C. Name of RIA
  • White Oaks Investment Management, Inc.
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • National Advisors Trust Company
  • Charles Schwab

V. Credentials

A. Years of Financial Experience
  • 40 Years
B. College, Degrees, Years
  • Iowa Lakes - AAS
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association
  • NAPFA
  • Family Firm Institute
E. Firm Credentials
  • Number of professionals 4
  • Average years of experience 65
  • Combined degrees 5
  • Combined certifications 5

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • None
D. Registration & License Numbers
  • CRD: 805973
  • IARD: 801-79237
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: Not Applicable
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Our purpose is to provide process, top shelf expertise and effective strategy to help our clients meet their goals and dreams. By engaging the expertise of our team of CFP's, CPA and Chartered Financial Analyst we will follow a unique process designed to get to know you and your situation and then present only ideas that we ourselves would use in your situation. We accept no third party compensation from any source and work on a fee-only basis to assure your interests are our top priority.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • 254
D. Assets (Management, Advisement)
  • $395,000,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    White Oaks Investment Management, Inc. and White Oaks Wealth Advisors, Inc. are two separate entities that do work seamlessly together to provide high end wealth management services. Each have common ownership with exactly the same owners and percentages. White Oaks Investment Management, Inc provides all the investment management while White Oaks Wealth Advisors, Inc provides the planning and family office services. The IARD number for White Oaks Wealth Advisors is 801-51809 and the web site is

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Tax Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Robert Klosterman
Most Recent Update:
  • Jul 30, 2017

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