Christopher Jones

Credentials: CFP®

10080 West Alta Drive
Suite 125
Las Vegas, Nevada, 89145
Telephone: 877.330.9191
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Registry Member Since 2011

Business Philosophy

Sparrow Wealth Management is dedicated to helping you find freedom and peace in your financial life. We limit our services to a small number of high net worth clients so that we can provide a high level of personalized service to each client. Our financial recommendations are based on a deep understanding of your personal and financial goals. We are passionate about creating personalized financial planning and investment strategies that will help you achieve these goals. You will experience financial freedom and peace by knowing your investments and financial future are in the hands of competent, caring professionals.

1. What are your firm names?
  • Registered Investment Advisor

    Sparrow Wealth Management

2. How is your RIA registered?
  • State: Nevada
3. What type of practice do you have?
  • Sole Practitioner
4. What is your relationship to your RIA?
  • Owner
5. What are your years of financial services experience?
  • 12 Years
6. Do you have one or more degrees from an accredited college or university?
School
Degree
College of Financial Planning
CFP Professional Education Program
Brigham Young University
BS (summa cum laude)
7. Are you a current member of one or more financial service industry associations?
  • NAPFA
8. What are your license and registration numbers?
9. What are your current registrations and licenses?
  • No Active Security Licenses
10. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
11. In what states are you licensed or registered to sell investment services and products for fees or commissions?
  • None
12. In what states are you licensed to sell insurance products for commissions?
  • None
13. In the past five years, do you have any disclosures on your investment or insurance compliance records?
  • Investment Disclosures: No
  • Insurance Disclosures: No
14. Since you became an adult, do you have any criminal disclosures (misdemeanors/felonies)?
  • No
15. My ADV Part II is:
16. Do you have any additional disclosures?
  • None
  • 17. What are your methods of compensation?
    • Did Not Answer
    18. Will you work with clients over the telephone and Internet?
    • Did Not Answer
    19. What types of reports do you provide your clients and what is the frequency?
    • Performance (Quarterly)
    • Brokerage Statement (Monthly)
    • Newsletters (Quarterly)
    20. Will you meet with prospective clients at their locations?
    • Yes
    21. Do you make investment decisions for your clients without their approval in advance?
    • Did Not Answer
    22. Scope of Business: What is your current number of clients (not accounts)?
    • 32
    23. Scope of Business: What are your current assets under management or advisement? (Compensation is fees)
    • $37,000,000
    24. Do you have a minimum fee requirement?
    • Did Not Answer
    25. Do you have a minimum asset requirement?
    • $500,000
    26. Do you speak any additional languages fluently?
    • None
    27. Do you provide any limited engagement services?
    • Planning Only (No investment services)
    • Financial Plan Reviews
    • Investment Portfolio Reviews
    28. Which categories of financial services do you provide for fees? Another professional (CPA, estate attorney) may provide one or more of these services.
    • Planning
    • Investment
    29. Do you sell investment or insurance products for commissions?
    • No
    30. What types of clients do you work with?
    • Individuals
    • Retirees
    • Individuals
    • Pension
    • Endowments
    • Foundations
    • Businesses
    31. Which custodian(s) take physical possession of your clients' assets? If applicable, name the top three in order of importance
    • TD Ameritrade
    • TIAA CREF

    Certification

    I certify all of the information in my professional profile is accurate and up-to-date.
    Advisor Name: Christopher Jones
    Most Recent Update: Sep 25, 2013