Small_gary_williams

PALADIN RESEARCH REPORT FOR:

Gary Williams

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Telephone Advisor
410.740.0220

I. Snapshot

A. Registry Member
  • Since 2015
B. Years of Experience
  • 23
C. College Degrees
  • Towson University - Business Administration
D. Certifications
  • AIF®, CFP®, CRPC®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    A financial plan is only as good as the personal knowledge that goes into building it. We work hard to develop strong and trusted relationships with our clients. It is our experience that such relationships result in financial plans that are best suited to meet the needs and goals of our clients. Staying abreast of your personal situations and evolving financial goals and needs is our priority. As time passes, your risk tolerance and income needs change; an effective portfolio needs to reflect.

G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 8850 Columbia 100 Parkway
    Suite 204
    Columbia, Maryland, 21045
C. Telephone
  • 410.740.0220

III. Internet

B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • Williams Asset Management
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Commonwealth Financial Network®
D. Name of Broker/Dealer
  • Commonwealth Financial Network®
E. Name(s) of Custodian(s)
  • National Financial Services
  • Fidelity

V. Credentials

A. Years of Financial Experience
  • 23 Years
B. College, Degrees, Years
  • Towson University - Business Administration
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association
  • Howard County Estate Planning Council
  • Baltimore Estate Planning Council

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 2470323
  • IARD: None
  • Insurance: None
E. State Licences
  • Investment Products for Commission: Maryland
  • Insurance Products for Commission: Maryland
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Five stars indicate a financial advisor scored in the 90th percentile or higher when Paladin evaluated the professional's credentials, ethics, and business practices. Advisors must... View More
    Five stars indicate a financial advisor scored in the 90th percentile or higher when Paladin evaluated the professional's credentials, ethics, and business practices. Advisors must achieve a five star quality to be profiled in Paladin's Registry. Some advisors who are listed in the Registry have more education, experience, and certifications than other advisors. Registry profiles display data that are submitted to Paladin by advisors, however Paladin does not validate the accuracy of all of the data. Investors are solely responsible for validating the accuracy of advisor data before making their selection decision. A five star quality rating is not an indicator of future results.” Securities and advisory services offered through Commonwealth Financial Network, Member www.FINRA.org/www.SIPC.org, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of AR,AZ,CA,CO,DC,DE,FL,GA,IN,MA,MD,ME,MI,MO,NC,NH,NJ,OH,PA,SC,TN,TX,UT,VA,WV. No
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    A financial plan is only as good as the personal knowledge that goes into building it. We work hard to develop strong and trusted relationships with our clients. It is our experience that such relationships result in financial plans that are best suited to meet the needs and goals of our clients. Staying abreast of your personal situations and evolving financial goals and needs is our priority. As time passes, your risk tolerance and income needs change; an effective portfolio needs to reflect.

B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 260
D. Assets (Management, Advisement)
  • $167,000,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Investment Products)
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Quarterly)
  • Market Environment (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Regardless of your current financial situation and goals you have for the future, having a trustworthy and knowledgeable advisor that acts with integrity is paramount. The goals you have, such as retirement or getting your kids through college, are goals you are your sacrificing your current lifestyle for and have been sacrificing for ever since you started saving! Through a refreshing, non-intimidating, objective approach, we can help you determine if you’re on track, what could be done better,

VIII. Clients & Services

A. Types of Clients
  • Did not answer
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Gary Williams
Most Recent Update:
  • Feb 2, 2017

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