Medium_herrick
Registry Member Since 2012

Amy Rose Herrick

Amy Rose Herrick, ChFC

My Philosophy My Disclosures
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Paladin Quality Rating: 5 Stars

About Me

Type of Organization
  • Sole Practitioner
Name of RIA
  • Amy Rose Herrick, ChFC
Relationship to RIA
  • Independent Contractor
Broker/Dealer Name
  • Questar Capital Corporation (QCC)
Years of Experience
  • 29 Years
Certifications & Designations
College Degrees
  • American College - Chartered Financial Consultant
Registrations & Licenses
  • RIA/IAR Registration
  • Securities License(s)
  • Insurance License(s)
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
State Licenses (Insurance)
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None

About My Business

Location
  • 5020 Estate Solitude
    Christiansted, Virgin Islands, 00820
Additional Locations
  • Tecumseh, Kansas
Telephone
  • 785.224.8954
Website
Number of Clients
  • Available Upon Request
Amount of Assets
  • Available Upon Request
Minimum Asset Requirement
  • None
Types of Fees
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
Types of Commission
  • Insurance Products
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
  • Insurance Products
  • Tax Advice & Services
Types of Clients
  • Individuals
  • Retirees
  • Pension
  • Other
  • Foundations
  • Businesses
Limited Engagement Services
  • Planning Only (Do not require assets)
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Tax
Investment Decision-Making
  • No
Primary Custodian(s)
  • Pershing
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Newsletters (Monthly)

I certify the information in this research report is accurate and current.

Advisor Name: Amy Rose Herrick
Most Recent Update: Nov 24, 2014

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