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Amy Rose Herrick, ChFC

Amy Rose Herrick

ChFC®
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Registry Member Since 2012

About Me

Type of Organization
  • Sole Practitioner
Name of RIA
  • Amy Rose Herrick, ChFC
Relationship to RIA
  • Independent Contractor
Broker/Dealer Name
  • Questar Capital Corporation (QCC)
Years of Experience
  • 29 Years
Certifications & Designations
College Degrees or Years
  • American College - Chartered Financial Consultant
Registrations & Licenses
  • RIA/IAR Registration
  • Securities License(s)
  • Insurance License(s)
CRD Number
IARD Number
Insurance Number
  • None
State Licenses (Investments)
State Licenses (Insurance)
View ADV
  • Available Upon Request
Compliance Disclosures
  • None
Criminal Disclosures
  • None
Financial Fiduciary
  • Yes
Second Language(s)
  • None

About My Firm

Location
  • 5020 Estate Solitude
    Christiansted, Virgin Islands, 00820
Additional Locations
  • Tecumseh, Kansas
Telephone (Main Office)
  • 785.224.8954
Website
Number of Clients
  • Available Upon Request
Amount of Assets
  • Available Upon Request
Minimum Asset Requirement
  • None
Types of Fees
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
Types of Commission
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
Advice & Services for Fees
  • Planning Advice & Services
  • Investment Advice & Services (Fees)
  • Insurance Products
  • Tax Advice & Services
Types of Clients
  • Individuals
  • Retirees
  • Pension
  • Other
  • Foundations
  • Businesses
Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Tax
Investment Decision-Making
  • No
Primary Custodian(s)
  • Pershing
Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Newsletters (Monthly)
My Philosophy

Aristotle said it well: FIRST, have a definite, clear practical ideal; a goal, an objective. SECOND, have the necessary means to achieve your ends; wisdom, money, materials and methods. THIRD, adjust all your means to that end. As an Independent Financial Professional, I provide personalized written recommendations and implementation guidelines to help you achieve your family’s dreams and goals over a lifetime. I do not have a hidden product agenda or sales quota that must be met at your expense. With existing clients located from coast to coast and in the US Virgin Islands, your geographic location is not a limiting factor in our ability to build a long term relationship that meets your ongoing financial needs.

My Disclosures
Some professionals and firms have disclosures.

Amy Rose Herrick is an Investment Adviser Representative of, and offers Securities and Investment Advisory Services through Questar Capital Corporation., Member FINRA, SIPC and Registered Investment Advisor. Amy Rose Herrick and Questar Capital Corporation are not affiliated entities. Questar Capital Corporation nor its representatives offer tax or legal advice. For assistance with these matters, please consult your attorney or tax advisor. Securities and Investment Advisory Services offered through Questar Capital Corporation, Member FINRA, SIPC and Registered Investment Adviser.

I certify the information in this research report is accurate and current.

Advisor Name: Amy Rose Herrick
Most Recent Update: Dec 27, 2014

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