Small_3355_240820101339101

PALADIN RESEARCH REPORT FOR:

Tom Crow

Badge7

View Findings Report

Telephone Advisor
505.243.2281

I. Snapshot

A. Registry Member
  • Since 2010
B. Years of Experience
  • 15
C. College Degrees
  • University of Phoenix in Albuquerque - MBA
  • New Mexico State University, Las Cruces, NM - BSEE
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    We provide cost-effective, fee-only investment portfolio management for all types of accounts and clients. We do not sell any products, annuities or insurance. We use proprietary fundamental and technical analysis to create personalized investment strategies with innovative downside protection. We do not have custody of our clients' accounts and we do not pool accounts. Clients have 24/7 access to their accounts online and receive monthly statements from the custodian and quarterly performance r

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • Tom Crow
B. Main Location
  • 8210 Louisiana Blvd., NE
    Suite B
    Albuquerque, New Mexico, 87113
C. Telephone
  • 505.243.2281

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Crow Financial Advisors
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Crow Financial Advisors
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • TD Ameritrade Institutional

V. Credentials

A. Years of Financial Experience
  • 15 Years
B. College, Degrees, Years
  • University of Phoenix in Albuquerque - MBA
  • New Mexico State University, Las Cruces, NM - BSEE
C. Current Certifications
  • None
D. Financial Industry Associations (Active Memberships)
  • Kingdom Advisors

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • State - New Mexico
C. Industry Licenses
  • Securities License(s)
D. Registration & License Numbers
  • CRD: 114077
  • IARD: 114077
  • Insurance: None
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    We provide cost-effective, fee-only investment portfolio management for all types of accounts and clients. We do not sell any products, annuities or insurance. We use proprietary fundamental and technical analysis to create personalized investment strategies with innovative downside protection. We do not have custody of our clients' accounts and we do not pool accounts. Clients have 24/7 access to their accounts online and receive monthly statements from the custodian and quarterly performance r

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • 150
D. Assets (Management, Advisement)
  • $38,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Other:
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • No
I. Value Statement
  • View Value Statement
    Independent. Not affiliated with any broker/dealer, insurance, annuity or mutual fund company. No commissioned product sales.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working Years)
  • Individuals & Couples (Retirement Years)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Tom Crow
Most Recent Update:
  • Apr 14, 2016

Other