William Martone, CLU®, ChFC®
White Plains, New York, 10606
Member Since 2006
The mission of Martone Capital Management, Inc. is to serve our investors in a way that will improve their lives. Our goal is not only to invest for returns, but also to manage risk so that our investors can confidently maintain their savings and investment plans over the long term.
My Location
Background Information
Years of Financial Experience
- 36
Education
- Pace University (BBA)
- American College (CLU)
- American College (ChFC)
Certifications and Designations
- CLU®
- ChFC®
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them upon request
Registration & Licensing
- CRD/IARD Number: 129788
- Securities Registrations: Series 65
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty
Company Names
- Registered Investment Advisor: Martone Capital Management, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- All 50 States
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Active Managers, Risk Management, Performance Reporting, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Property & Casualty, Business
Visit Website - http://www.martonecapital.com
