William Brennan, CPA, CFP®, PFS
Washington, WDC, 20010
Member Since 2004
We believe the key distinction in our services from that of other financial and investment managers is our firm recognition that the needs of our clients always come first, and our personal sense of appreciation for the trust our clients place in us to successfully guide them towards achieving their financial goals.
Through our experience, credentials and independence, clients can trust that we have the extensive knowledge and good judgment necessary to help them build long-term wealth and make wise financial decisions.
My Location
Background Information
Years of Financial Experience
- 40
Education
- La Salle University (BS (4 years))
- Widner University (MS (1 year))
Certifications and Designations
- CPA
- CFP®
- PFS
Association Memberships
- Washington, D.C. Estate Planning Council
- American Institute of CPAs
- Greater Washington Society of CPAs
- Certified Financial Planners
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Waterhouse/Ameritrade
- Charles Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly, semi-annually and upon request
- I review my clients' investment portfolios with them quarterly, semi-annually and upon request
Registration & Licensing
- CRD/IARD Number: 728004
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Capital Management Group, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses, Trusts and Estates
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services, Plannng and projections
Visit Website - http://www.cmg-llc.net
