Wendell Stewart, CFP®, ChFC®, CLU®
Windham, New Hampshire, 03087
Member Since 2008
The Golden Rule has always been our overriding business principle: Do unto others as you would have them do unto you. Our mission is to provide straight-forward, objective, and competent financial advice that our clients fully comprehend, appreciate, and ultimately benefit from. This advice and guidance must consider the unique circumstances of the client, be unbiased, free from conflicts of interest, and reasonably priced. We feel that the monetary and psychological value that you receive from our services over the years must be overwhelmingly greater than the fees that we charge.
My Location
Background Information
Years of Financial Experience
- 25
Education
- Boston University (BSBA 1980)
Certifications and Designations
- CFP®
- ChFC®
- CLU®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity/National Financial Srvs
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them annually and upon request
Registration & Licensing
- CRD/IARD Number: 116839
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty
Company Names
- Registered Investment Advisor: Executive Financial Services, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Massachusetts
- New Hampshire
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- None
Insurance Products
- Life, Long-Term Care
Visit Website - http://www.executivefinancial-online.com
