Wayne Zussman, CFP®

Gaithersburg, Maryland, 20878

 

I am dedicated to the delivery of comprehensive financial plans and risk controlled portfolios as unique as the clients for whom they are individually tailored. I firmly believe that maintaining a Fee-Only practice is the most ethically responsible method for accomplishing my clients goals and strengthening client relationships. For this reason our firm offers no proprietary products, accepts no commissions, and recommends only no-load financial instruments.
 

Background information

Sources of Financial Knowledge

Years of financial service experience

  • 13

Education

  • College of Financial Planning (CFP®)
  • Pace University (MBA / Finance)
  • State University of NY (BS / Accounting)

Certifications & Designations

  • CFP®

Association Memberships

  • FPA
  • NATP
 

Key Business Practices

Methods of Compensation

  • Planning Services: Asset-based fee, Fixed fee, Hourly fee
  • Investment Services: Asset-based fee, Fixed fee, Hourly fee

Full Disclosure

  • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

Scope of Current Business

  • Number of Clients: 160
  • Amount of Client Assets: $55000000

Primary Custodian(s)

  • Fidelity/National Financial Srvs

Types of Financial Reports

  • Performance Report (Quarterly)
  • Custodial Report (Monthly)
  • Newsletter (Quarterly)

Additional Business Practices

  • I work with remote clients over the telephone and Internet
  • My clients have online access to their financial data
  • I review my clients' financial plans with them quarterly
  • I review my clients' investment portfolios with them quarterly

Licensing, Registrations, Disclosures

Registration & Licensing

  • Wayne Zussman is an Investment Advisor Representative
  • CRD/IARD Number: 3250282
  • Securities Licenses: Series 65
  • Insurance Licenses: None

Company Names

  • Registered Investment Advisor: Triton Wealth Management, LLC
  • Broker/Dealer: None

Fiduciary Status

  • Acknowledged Fiduciary

Compliance Record

  • No Disclosures

Registered or licensed to provide financial advice, services, and products

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • WDC
  • West Virginia
  • Wisconsin
  • Wyoming
 

Financial Services & Products

Planning Services

  • Financial, Retirement, College, Estate, Tax, Charitable, Income Tax Planning

Investment Services

  • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

Client Investment Services

  • Securities, Active Management, REITS, Index Funds, Exchange Traded Funds, Commodities, Currencies

Investment Products

  • None

Tax Advice & Services

  • Tax Clients: Individuals & Families, Businesses
  • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation
 
Paladin Registry
 

Minimum Asset Requirement

Types of Clients

  • Individuals & Families

Professional Services

  • Planning Advice & Services
  • Financial Advice & Services
  • Money Management
  • Tax Advice & Services