Tony DuBose

Plantation, Florida, 33324
advisor

Member Since 2004

Our Mission To have a positive impact on the lives of our clients and their families by delivering personalized planning solutions and ongoing service that far exceeds their expectations. Our Vision To be a professional value added advocate for our clients through intergenerational Wealth Management. During this process of meeting and exceeding our client’s expectations we will strive to be the best at what we do. Our Commitment Disciplined Process, Independent, Unbiased Advice, Solutions customized to your needs. No Proprietary Products, Personalized Attention. Securites and Advisory Services Offered Through LPL Financial A Registered Investment Advisor Member FINRA/SIPC
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My Location

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 Background Information

  • Years of Financial Experience

    • 16

  • Education

    • Valdosta State University (BA)

  • Association Memberships

    • FPA

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Fixed fee, Hourly fee
    • Investment Services: Asset-based fee, Fixed fee, Hourly fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • LPL Financial
    • Pershing
    • SEI

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Bi-Monthly)
    • Custodial Report (Monthly)
    • Other

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them annually and upon request
    • I review my clients' investment portfolios with them quarterly, semi-annually, annually and upon request
 

  • Registration & Licensing

    • CRD/IARD Number: 2600996
    • Securities Registrations: Series 63, Series 7, Series 24, Municipal Securities Limited Principal Series 51
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Registered Investment Advisor: LPL Financial
    • Broker/Dealer: LPL Financial

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • Colorado
    • Florida
    • Georgia
    • Illinois
    • Indiana
    • Louisiana
    • Massachusetts
    • New Jersey
    • New York
    • North Carolina
    • Ohio
    • Texas
    • Virginia

  • Firm Disclosures

    • Securities and Advisory Services offered through LPL Financial A Registered Investment Advisor * Member FINRA/SIPC

  • Additional Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, WealthVision

  • Investment Products

    • Mutual Funds, Securities, Hedge Fund, REITs, Equity

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
 
Contact Tony
 
Visit Website - http://WWW.LWMFL.COM
Paladin Registry

Minimum Asset Requirement

  • $1,000,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Taft-Hartley Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax