Tod Arbutina

535 Third Street
Beaver, Pennsylvania, 15009
Phone: 724.683.3456
Website: www.cottrillarbutina.com
Credentials:
Medium_1277_230120061627271
Registry Member Since 2005
Stars
Contact Tod

Business Philosophy

My firm is one of the largest locally owned CPA and financial services firms in Western Pennsylvania, with double digit growth the past several years. With Big Four experience, I provide comprehensive financial services based upon 20 years as a CPA and CFP, and have been profiled in Kiplinger?s. My wealth management team of five full-time professionals provides a single source of accounting, auditing, tax and financial planning strategy. We work from an asset under management fee basis.

My Minimum Asset Requirements: $100,000

Types of Clients:
  • Individuals
Types of Services:
  • Financial Planning Advice & Services
Assets Under Management:
  • Did Not Provide
Number of Clients:
  • Did Not Provide
1. What is your type of RIA registration?
  • SEC
2. Are you a sole practitioner or a member of a firm or team?
  • Member Firm or Team
3. What is your relationship to your Registered Investment Advisor?
  • Independent Contractor
4. What are your years of applicable financial service experience?
  • 20 Years
5. Do you have any college degree(s)?
School
  • Did Not Provide
Degree
  • Did Not Provide
Major
  • Did Not Provide
6. Do you belong to any industry associations?
  • No
7. What is your CRD or IARD number?
  • 3068276
8. Do you hold any active securities licenses?
  • Series 65
  • Series 66
  • Series 63
  • Series 7
  • Series 6
9. Which categories of financial services do you provide?
  • Financial Planning Advice & Services
10. Which planning services do you provide?
  • Financial Plans
  • Retirement Plans
  • College Plans
  • Estate Plans
  • Tax Plans
  • Charitable Plans
11. Which investment advisory services do you provide?
  • Investment Strategy & Policy
  • Risk Management
  • Rebalancing
  • Performance Reports
  • Asset Allocation
12. If you make investment decisions for clients, how do you invest their assets?
  • Did Not Provide
13. How many clients (not accounts) do you currently service?
  • Did Not Provide
14. What amount of client assets is currently under your management or advisement?
  • Did Not Provide
15. What is minimum fee for your planning services?
  • Did Not Provide
16. What is your minimum asset requirement for your investment services?
  • $100,000
17. What is your minimum net worth requirement for your planning services?
  • Did Not Provide
18. What type of compensation do you receive for your planning services?
  • Asset Based Fees
  • Fixed Fees
  • Hourly Fees
  • Commissions
19. What type of compensation do you receive for your investment advisory services?
  • Asset Based Fees
  • Fixed Fees
  • Hourly Fees
  • Commissions
20. Do you work with remote clients over the Internet and telephone?
  • Yes
21. Do you hold any active insurance licenses?
  • Life
  • Annuity
  • Long-Term Care
  • Disability
  • Health
22. Are you a Registered Investment Advisor or an Investment Advisor Representative?
  • Yes
23. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
24. What states are covered by your registration(s) to sell investment advisory services?
  • Did Not Provide
25. What states are covered by your registration(s) to sell investment and brokerage products?
  • Did Not Provide
26. What states are covered by your registration(s) to sell insurance products?
  • Did Not Provide
27. Do you have any compliance disclosures for the past 5 years?
  • Investment Disclosures: No
  • Insurance Disclosures: No
28. Do you have any criminal disclosures since you became an adult?
  • Misdemeanors: No
  • Felonies: No
29. How do investors view your ADV Part II?

Available Upon Request

30. What languages do you speak fluently?
  • Did Not Provide
31. What is your primary role?
  • Did Not Provide
32. Which investment products do you sell?
  • Did Not Provide
33. Which insurance products do you sell?
  • Did Not Provide
34. Do you provide tax advice and services?
  • No
35. Do you provide legal advice and services?
  • Did Not Provide
36. Do you provide any limited engagement services?
  • Did Not Provide
37. What types of clients do you work with?
  • Individuals
38. Where does your first meeting with a prospective client take place?
  • Both locations
39. Which companies act as custodians for your clients assets?
  • Did Not Provide
40. What types of reports do you provide your clients and what is the frequency?
41. General Comments:

Go to Next Question

Certification

I certify all of the information in my professional profile is accurate and up-to-date.
Advisor Name: Tod Arbutina
Most Recent Update: May/ 8/2013