Steven Zeller, CFP®, AIF®
Gold River, California, 95670
Member Since 2007
Our goal is to be your most trusted advisor through our professional knowledge, our integrity and our highly personalized service. We are a fee-based, independent advisor that puts our clients’ needs first. We pride ourselves on the depth and sophistication of our wealth advisement services as well as the exceptional, heart-felt service delivered by our team. Now more than ever, it is important that investors plan for a difficult investment environment and have a strategy to prosper while others struggle. One of the things that makes Zeller Kern different is that we view our role of risk management as most important. We actively manage portfolios to advance values in positive markets and protect them in falling markets.
My Location
Background Information
Years of Financial Experience
- 15
Education
- University of Arkansas (BA)
Certifications and Designations
- CFP®
- AIF®
Association Memberships
- Financial Planning Association
- Business Enterprise Institute
- Sacramento Estate Planning Council
- Sacramento Metro Chamber of Commerce
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity National Financial Services
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Bi-Monthly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 144913
- Securities Registrations: Series 65, Series 66, Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability
Company Names
- Registered Investment Advisor: Zeller Kern Private Wealth Management Inc.
- Broker/Dealer: Commonwealth Financial Network
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Firm Disclosures
- The financial consultants of Zeller Kern are registered representatives and investment adviser representatives with and offer securities and advisory services through Commonwealth Financial Network, Member FINRA/SIPC, a registered investment adviser. Financial Planning offered through Zeller Kern Private Wealth Management, Inc., a Registered Investment Adviser.
Additional Disclosure(s)
- View StatementThe financial consultants of Zeller Kern are registered representatives and investment adviser representatives with and offer securities and advisory services through Commonwealth Financial Network, Member FINRA/SIPC, a registered investment adviser. Financial Planning offered through Zeller Kern Private Wealth Management, Inc., a Registered Investment Adviser. Zeller Kern Private Wealth Management Inc, 11335 Gold Express Drive, Suite 155, Gold River, CA 95670, 916-436-8270.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, Comprehensive Business Exit Planning, Family Legacy Planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- None
Visit Website - http://www.zellerkern.com
