Stephen Mazzarella, CFP®
Livingston, New Jersey, 07039
Member Since 2006
We are in the business of helping our clients meet their financial challenges and attain their financial goals. These challenges include retirement planning, estate planning, taxes, college planning and investments. We enable our clients to face these challenges by incorporating a Total Wealth Management approach. Each area of investing is important individually but managing them all collectively is one of the most important considerations in our client’s overall financial success.
My Location
Background Information
Years of Financial Experience
- 16
Education
- Muhlenberg College (BA)
Certifications and Designations
- CFP®
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee
- Investment Services: Asset-based fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them monthly and quarterly
Registration & Licensing
- CRD/IARD Number: 2593505
- Securities Registrations: Series 66, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: LPL Financial
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Connecticut
- Florida
- New Jersey
- New York
- Pennsylvania
- Vermont
- Virginia
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Hedge Fund, REITs, Equity, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income
Tax Advice & Services
- Tax Services: Tax Efficient Investing
Visit Website - http://www.diversifiedwealthmgt.com
