Sean Casterline, CFA®

Orlando, Florida, 32801
advisor

Member Since 2005

Our role is to help our clients lead more financially secure lives. Whether you are concerned about building your retirement nest egg, evaluating how to best utilize a recent inheritance, or planning for the security of someone you care about, we have the experience and training to help. Our team of highly credentialed professionals (CFP, CPA, CFA) with more than 100 years of combined planning, tax, and investment experience is focused on your priorities and goals.
Contact Sean
 
 

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 Background Information

  • Years of Financial Experience

    • 19

  • Education

    • University of Florida (University of Florida - Finance)
    • University of Florida (University of Florida - MBA)

  • Certifications and Designations

    • CFA®

  • Association Memberships

    • CFA Society of Orlando

  • Methods of Compensation

    • Financial Planning: Fixed fee, Hourly fee
    • Investment Services: Fixed fee, Hourly fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Fidelity/National Financial Srvs

  • Types of Financial Reports

    • Performance Report (Annually)
    • Market Environment Report (Quarterly)
    • Custodial Report (Monthly)
    • Newsletter (Quarterly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 128350
    • Securities Registrations: Series 65, Series 63
    • Insurance Licenses: Life, Annuity, Long-Term Care, Health

  • Company Names

    • Registered Investment Advisor: Delta Capital Management, LLC
    • Broker/Dealer: None

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Florida

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, .

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
 
Contact Sean
 
Visit Website - http://www.deltaadvisor.com

Minimum Asset Requirement

  • $100,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax

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