Sean Casterline, CFA®
Orlando, Florida, 32801
Member Since 2005
Our role is to help our clients lead more financially secure lives. Whether you are concerned about building your retirement nest egg, evaluating how to best utilize a recent inheritance, or planning for the security of someone you care about, we have the experience and training to help. Our team of highly credentialed professionals (CFP, CPA, CFA) with more than 100 years of combined planning, tax, and investment experience is focused on your priorities and goals.
My Location
Background Information
Years of Financial Experience
- 19
Education
- University of Florida (University of Florida - Finance)
- University of Florida (University of Florida - MBA)
Certifications and Designations
- CFA®
Association Memberships
- CFA Society of Orlando
Methods of Compensation
- Financial Planning: Fixed fee, Hourly fee
- Investment Services: Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity/National Financial Srvs
Types of Financial Reports
- Performance Report (Annually)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 128350
- Securities Registrations: Series 65, Series 63
- Insurance Licenses: Life, Annuity, Long-Term Care, Health
Company Names
- Registered Investment Advisor: Delta Capital Management, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Florida
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, .
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
Visit Website - http://www.deltaadvisor.com
Sean Casterline
on Twitter
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Issuance of high-yield debt has surged to a new record high. That's probably not a good sign, at least for the fixed income market.
Traders in the Rydex family of mutual funds have rushed into the riskiest funds offered, pushing the Beta Chase Index to a rare height.
Why doesn't the FED get the hell out of the way. They are constantly behind the 8-ball. Let the economy run it's natural course.
AAPL earnings were huge. Markets look like they won't be held back. A small correction in this time frame would be good, and buyable.
Latest Articles
By Sean Casterline
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