Scott Lucas, ChFC®, RFC®

Worthington, Ohio, 43085
advisor

Member Since 2005

We do not look exclusively at the rate of return when approaching the Financial Planning process. We attempt to go deeper with our clients to best find solutions that will facilitate the type of lifestyle they desire. Helping people make the most of their financial resources and effective financial decision-making will result in what is most important- living a happy, rewarding, low stress,financially secure life.
Contact Scott
 
 

My Location

Driving Directions | View Larger Map

 Background Information

  • Years of Financial Experience

    • 24

  • Education

    • The Ohio State University ( BSBA)

  • Certifications and Designations

    • ChFC®
    • RFC®

  • Association Memberships

    • FPA
    • RFC
    • ChFC

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Pershing LLC

  • Types of Financial Reports

    • Asset & Transaction Report (Monthly)
    • Performance Report (Monthly)
    • Market Environment Report (Monthly)
    • Custodial Report (Monthly)
    • Newsletter (Monthly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 1489956
    • Securities Registrations: Series 63, Series 7
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Broker/Dealer: Proequities

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • California
    • Connecticut
    • Florida
    • Georgia
    • Indiana
    • Michigan
    • Ohio
    • Pennsylvania
    • South Carolina
    • West Virginia

  • Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios

  • Client Investment Services

    • Active Management, Index Funds, Exchange Traded Funds, Currencies

  • Investment Products

    • Mutual Funds, Securities, REITs, Equity, Limited Partnerships

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses, Non Profit
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services, Accounting
 
Contact Scott
 
Visit Website - http://www.lucasfinancialservices.com
Paladin Registry

Minimum Asset Requirement

  • $50,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax
  • Other