Sarah Fuller, CFP®, RFC®
Chattanooga, Tennessee, 37421
Member Since 2011
Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, college educations for your children, travel, and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to an advisor or firm that always puts your needs first.
My Location
Background Information
Years of Financial Experience
- 20
Education
- Kaplan University (CFP)
Certifications and Designations
- CFP®
- RFC®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TDAmeritrade
- Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them annually and upon request
Registration & Licensing
- CRD/IARD Number: 26898
- Securities Registrations: Series 63, Series 7, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Brookstone Capital Management, LLC
- Broker/Dealer: Center Street Securities
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementSecurities offered through Center Street Securities, Inc. (CSS), a registered Broker-Dealer & member FINRA & SIPC. Investment Advisory Services offered through Brookstone Capital Management,LLC (BCM), an SEC Registered Investment Advisor. Fuller Finnacial, BCM, and CSS are independent of each other
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Hourly, Current Review, modular and comprehensive planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Currencies, REITs, Equity, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health
Visit Website - http://www.fullerfinancial.net
