Sam Bills
Knoxville, Tennessee, 37919
Member Since 2004
Our primary goal is safety of principal. Making money during good times is important, but it is equally important to protect the assets during bad times. Our trading rules are designed to help us avoid high-risk periods and only invest when we have a positive expectancy of making money.
We do not attempt to trade on short-term fluctuations, but we do expect to miss most of every major down move, and capture most of every major up move in the markets.
My Location
Background Information
Years of Financial Experience
- 13
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 4554782
- Securities Registrations: Series None
- Insurance Licenses: None
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning
Investment Services
- Asset allocation, Asset Management, Performance Reporting
Visit Website - http://www.billsasset.com
