Roy Jones, CFP®

Sandy, Utah, 84070
advisor

Member Since 2006

We help will help you identify your financial goals, and then look for strategies that meet these goals with the highest possible degree of certainty. We expect inflation, bad markets, taxes, poor health, and other obstacles to arise throughout your retirement. In spite of these challenges, our mission is to help you feel confident and be there every step of the way. Our securities and advisory services are offered through LPL Financial, a national Registered Investment Advisor. Member FINRA/SIPC.
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My Location

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 Background Information

  • Years of Financial Experience

    • 13

  • Education

    • Brigham Young University (B.A. International Relations)
    • Brigham Young University (Military Science)
    • Westminster College (Graduate Certificate in Financial Planning)

  • Certifications and Designations

    • CFP®

  • Association Memberships

    • Financial Planning Association (FPA)

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee

  • Primary Custodian(s)

    • LPL Financial
    • TIAA Cref
    • Curian Capital

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Bi-Monthly)
    • Custodial Report (Monthly)
    • Newsletter (Bi-Monthly)

  • Additional Business Practices

    • I review my clients' financial plans with them
    • I review my clients' investment portfolios with them
 

  • Registration & Licensing

    • Investment Advisor Representative
    • CRD/IARD Number: 3166097
    • Securities Registrations: Series 7, Series 24, Series 63, Series 66
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability

  • Company Names

    • Registered Investment Advisor: LPL Financial
    • Broker/Dealer: LPL Financial

  • Compliance Record

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • California
    • Idaho
    • Utah

  • Disclosure(s)

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Investment Products

    • Mutual Funds, Securities, Derivatives, Commodities, Currencies, REITs, Equity, Limited Partnerships, Alternative investments

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business, Low cost, no-load, no-commission insurance products for fee-only clients

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses, Provided by partners if needed, but we work with any qualified accountant of your choice
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
 
Contact Roy
 
Visit Website - http://www.AegisWealthGroup.com

Minimum Asset Requirement

  • $250,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance

Roy Jones
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