Ronald Schwantes, CFP®
Overland Park, Kansas, 66210
Member Since 2009
Financial Planning is more than just numbers and figures. It\'s earning your trust through quality service and consistent sound financial advice, which involves planning, structuring, implementing, communication and follow-through. My goal is to be your most trusted, reliable and prompt source of financial services and offer financial advice that is in your best interest. I accel in pre and post retirement planning and manage my clients assets conservatively, but I am pro-active about portfolio re-allocation. My clients value regular quarterly reviews as well as periodic contact by phone or e-mail. For futher information go to www.ronschwantes.com!
My Location
Background Information
Years of Financial Experience
- 14
Education
- University of Wisconsin (BS-Business & Economics)
Certifications and Designations
- CFP®
Association Memberships
- Finanancial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Insurance)
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Insurance)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Charles Schwab & Co.
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 2327747
- Securities Registrations: Series 65, Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Shepard & Associates, Inc.
- Broker/Dealer: Cambridge Investment Research, Inc.
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arkansas
- Colorado
- Illinois
- Kansas
- Missouri
- Oklahoma
- Wisconsin
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Current Review, Insurance Planning as well.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Health
Visit Website - http://www.ronschwantes.com
