Roger Patterson, CIMA®, ChFC®
San Francisco, California, 94104
Member Since 2004
Your goals, peace of mind, and simplifying your financial life are The Advisory Group`s highest priorities. Our knowledge, independence, experience, credentialed team, deep resources and integrity will help you achieve and maintain financial independence, consistent with your unique objectives and life circumstances. We combine the best qualities of a boutique firm (high-service orientation, responsiveness, long-term relationships, access to dedicated key professionals, no professional turnover), with the leading research, depth, tools and technology of the largest independent institutional consulting firm in the US, Callan Associates Inc.
My Location
Background Information
Years of Financial Experience
- 35
Education
- Stanford University (B.S.)
Certifications and Designations
- CIMA®
- ChFC®
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly, semi-annually and upon request
Registration & Licensing
- CRD/IARD Number: 357986
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: The Advisory Group of San Francisco, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arkansas
- California
- Montana
- Nevada
- New Jersey
- Virginia
- Washington
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Wealth & Life Strategy
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Wealth & Life Strategy
Investment Products
- Mutual Funds, REITs, We advise, select or help select investments based on research on the full universe of investment alternatives. We are fee only, do not sell products, don\'t take commissions. Objective, independent. Vehicles incl mut fds, Separate accts, ETFs,other
Insurance Products
- None
Visit Website - http://www.AdvisoryGroupSF.com
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