Roger Hewins
San Mateo, California, 94402
Member Since 2004
Dedicated to enhancing the financial health and success of our clients we offer completely objective, fee-only advice coupled with investment strategies based on years of managing institutional funds to the highest fiduciary standards. We are true advisors, helping you access the best people and resources to meet your goals. This includes an extensive network of industry resources that represent the best in the business.
As fee only advisors we take over the heavy lifting of your financial life, and our total dedication to excellent service means we will stay in close contact with you. With a trusted advisor to serve you, you can relax and enjoy the benefits of our proven process.
My Location
Background Information
Years of Financial Experience
- 24
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee
- Investment Services: Asset-based fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Charles Schwab Institutional
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Quarterly)
- Custodial Report (Quarterly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 109983
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, College Funding, Estate, Charitable, Hourly, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies
Investment Products
- None
Visit Website - http://www.hewinsfinancial.com
