Robert Chapman CPA, PFS, CMA, Paladin 5 Star Advisor
Pittsford, New York, 14534
Member Since 2004
Helping you to achieve your financial objectives is my commitment to you. I am dedicated to this aim in providing outstanding services. As your go-to financial coordinator, you can rest easy that the details are being handled and you receive a high level of service. Solutions for you can be fully customized and integrated to include advice on investments, taxes and planning.
My Location
Background Information
Years of Financial Experience
- 19
Education
- University of Vermont (BS in Business Administration/Accounting)
Certifications and Designations
- CPA
- PFS
- Paladin 5 Star Advisor
Association Memberships
- IMA
- AICPA Personal Financial Planning section
- NYSSCPA Personal Financial Planning Committee
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Commissions (Insurance)
- Investment Services: Asset-based fee, Fixed fee, Commissions (Insurance)
Primary Custodian(s)
- Schwab Institutional
- GFTC (Fidelity)
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
- Other
Additional Business Practices
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 4011294
- Securities Registrations: Series 7, Series 63
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Genworth Financial Advisers Corp
- Broker/Dealer: Genworth Financial Securities Corp
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- All 50 States
Disclosure(s)
- View StatementInvestment advisory services offered through Genworth Financial Advisers Corp., an SEC Registered Investment Adviser. Investment and insurance products distributed by Genworth Financial Securities Corp., member FINRA/SIPC and a licensed insurance agency (dba Genworth Financial Securities and Insurance Services in CA); Home office at 200 N. Martingale Rd., Schaumburg, IL 60173; phone 888 528.2987
- View Statement
Planning Services
- Retirement, College Funding, Estate, Tax, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Hedge Fund, Currencies, REITs, Equity, Precious metals
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Group benefits
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
Visit Website - http://www.compasswealthllc.com
