Rick Willoughby, AAMS®, AWMA®, Paladin 5 Star Advisor

Phoenix, Arizona, 85044
advisor

Member Since 2008

I am responsible for assessing my clients unique financial situation and devising a plan that will help meet their financial goals. First we will turn to the matter of how best to maximize the returns on your investment capital. Then we look for ways you can increase your savings, reduce your debt, minimize your interest costs, ensure that you are protected in the event of illness or disability, examine your tax situation and look for ways to reduce the taxes you pay and consider whether you require estate or succession planning assistance. Everyone should have access to sound advice.
Contact Rick
 
 

My Location

Driving Directions | View Larger Map

 Background Information

  • Years of Financial Experience

    • 12

  • Education

    • College for Financial Planning (Accredited Asset Management Specialist)
    • College for Financial Planning (Accredited Wealth Management Advisor)

  • Certifications and Designations

    • AAMS®
    • AWMA®
    • Paladin 5 Star Advisor
    • IAR

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee
    • Investment Services: Asset-based fee, Hourly fee

  • Primary Custodian(s)

    • Pershing

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Monthly)
    • Custodial Report (Monthly)
    • Newsletter (Monthly)
    • Other

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly and upon request
    • I review my clients' investment portfolios with them quarterly and upon request
 

  • Registration & Licensing

    • CRD/IARD Number: 1238458
    • Securities Registrations: Series 7, Series 6, Series 24, Series 63, Series 65
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty, Variable Contracts

  • Company Names

    • Registered Investment Advisor: Independent Financial Group LLC
    • Broker/Dealer: Independent Financial Group LLC

  • Compliance Record

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • California
    • Georgia
    • Nevada
    • Oregon
    • Washington

  • Planning Services

    • Financial Planning, Retirement, College Funding, Tax, 1031 tax deferred exchanges

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, 1031 exchange replacement properties coast to coast

  • Investment Products

    • Mutual Funds, Securities, Commodities, REITs, Equity, Mortgages, Limited Partnerships

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Property & Casualty, Business
 
Contact Rick
 
Visit Website - http://www.symphonyfinancialservicesllc.com
Paladin Registry

Minimum Asset Requirement

  • None

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Other