Rick Holbrook

Palo Alto, California, 94301
advisor

Member Since 2006

Holbrook Global Strategies is an investment management company focused on one clear objective: to help investors achieve consistent growth and preservation of their wealth. We utilize a sophisticated, industry leading investment approach to help our clients achieve unusual investment success. We pride ourselves on a high level of client service. One of our mottos is: take good care of the client while we take good care of their assets. We want you to enjoy a highly successful investment experience. We utilize a wide range of global asset classes. We work to position your assets in the best investments. We work hard to meet your individual investment goals. We care deeply about our clients. We would like to talk with you.
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My Location

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 Background Information

  • Years of Financial Experience

    • 30

  • Methods of Compensation

    • Financial Planning: Hourly fee
    • Investment Services: Hourly fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Fidelity/National Financial Srvs

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Quarterly)
    • Custodial Report (Monthly)
    • Newsletter (Quarterly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them upon request
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 127059
    • Securities Registrations: Series 65
    • Insurance Licenses: None

  • Company Names

    • Registered Investment Advisor: Holbrook Global Strategies
    • Broker/Dealer: None

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • California

  • Planning Services

    • Retirement

  • Investment Services

    • Strategy Development, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Client Investment Services

    • Active Management, REITS, Index Funds, Exchange Traded Funds
 
Contact Rick
 
Visit Website - http://www.holbrookglobal.com
Paladin Registry

Minimum Asset Requirement

  • $1,000,000

Types of Clients

  • Individuals & Families

Professional Services

  • Planning