Richard Schultz, CFP®, NAPFA-RA, Paladin 5 Star Advisor
North Tustin, California, 92705
Member Since 2009
Our role is to help our clients lead more financially secure lives. Whether you are concerned about building your retirement nest egg, evaluating how to best utilize an inheritance, or looking for more expertise in managing your investments through volatile markets, we can help. When you become our client, you will gain financial peace of mind, knowing that your are getting sound financial planning and disciplined investment management aimed at building and protecting your wealth through all market conditions.
My Location
Background Information
Years of Financial Experience
- 18
Education
- Moorhead State Univ. , MN (BS Computer Science)
Certifications and Designations
- CFP®
- NAPFA-RA
- Paladin 5 Star Advisor
Association Memberships
- NAPFA
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Foliofn
- TD Ameritrade
Types of Financial Reports
- Performance Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them semi-annually
Registration & Licensing
- CRD/IARD Number: #132063
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Schultz Financial Management Corporation
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, participant 401(k) account management
Investment Products
- None
Visit Website - http://www.schultzfinancial.com
