Richard Hilliard, CFP®
Raleigh, North Carolina, 27609
Member Since 2004
Mission - To help clients achieve their unique financial goals through comprehensive planning and long term management of their assets, changing investments as markets and personal needs dictate.
Approach - We are a trusted family practice begun in 1973.We specialize in personal attention to create, protect and distribute wealth during lifetimes and between generations. We have providied long term consistency of financial advice to clients over the years.
My Location
Background Information
Years of Financial Experience
- 38
Education
- Virginia Tech (BSIE)
- University of Richmond (MBA)
Certifications and Designations
- CFP®
- CSA
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Commissions (Investment), full disclosure and opportunity for client approval
- Investment Services: Asset-based fee, Hourly fee, Commissions (Investment)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Raymond James
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
- Other
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them semi-annually and upon request
Registration & Licensing
- CRD/IARD Number: None
- Insurance Licenses: Life, Long-Term Care
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs, Equity, Mortgages, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care
